The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ProShares UltraShort S&P 500 (sds) | ETF | 74347B300 | 14,343 | 375,289 | SH | SOLE | 375,289 | 0 | 0 | ||
| SPDR S&P 500 TRUST ETF (spy) | ETF | 78462F103 | 10,505 | 38,724 | SH | SOLE | 38,724 | 0 | 0 | ||
| Vanguard Index S&P 500 (voo) | ETF | 922908363 | 9,238 | 37,026 | SH | SOLE | 37,026 | 0 | 0 | ||
| S&P 500 INDX (ivv) | ETF | 464287200 | 9,183 | 33,634 | SH | SOLE | 33,634 | 0 | 0 | ||
| AT&T, Inc.(t) | COM | 00206R102 | 5,621 | 175,070 | SH | SOLE | 175,070 | 0 | 0 | ||
| ARES CAPITAL CORP (arcc) | COM | 029066107 | 5,419 | 329,450 | SH | SOLE | 329,450 | 0 | 0 | ||
| ALPS ALERIAN MLP ETF (amlp) | COM | 00162Q866 | 5,312 | 525,976 | SH | SOLE | 525,976 | 0 | 0 | ||
| SPDR Gold Trust (gld) | ETF | 78463V107 | 4,384 | 36,951 | SH | SOLE | 36,951 | 0 | 0 | ||
| MEDLEY CAPITAL CORP (mcc) | ETF | 58503F106 | 3,806 | 1,097,064 | SH | SOLE | 1,097,064 | 0 | 0 | ||
| Bristol Myers-Squibb (bmy) | COM | 110122108 | 3,009 | 54,375 | SH | SOLE | 54,375 | 0 | 0 | ||
| Procter & Gamble Co. (pg) | COM | 742718109 | 2,920 | 37,416 | SH | SOLE | 37,416 | 0 | 0 | ||
| BANK OF AMERICA CORP (bac) | COM | 060505104 | 2,863 | 101,586 | SH | SOLE | 101,586 | 0 | 0 | ||
| CITIGROUP INC COM (c) | COM | 172967424 | 2,826 | 42,235 | SH | SOLE | 42,235 | 0 | 0 | ||
| Newell Brands Inc. (nwl) | COM | 651229106 | 2,825 | 109,575 | SH | SOLE | 109,575 | 0 | 0 | ||
| Olin Corp. (oln) | COM | 680665205 | 2,755 | 95,957 | SH | SOLE | 95,957 | 0 | 0 | ||
| The Walt Disney Company (dis) | COM | 254687106 | 2,734 | 26,086 | SH | SOLE | 26,086 | 0 | 0 | ||
| JOHNSON & JOHNSON (jnj) | COM | 478160104 | 2,723 | 22,446 | SH | SOLE | 22,446 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHINE CORP (ibm) | COM | 459200101 | 2,636 | 18,875 | SH | SOLE | 18,875 | 0 | 0 | ||
| SECTOR SPDR - FINANCIAL SHS BEN INT (xlf) | ETF | 81369Y605 | 2,503 | 94,157 | SH | SOLE | 94,157 | 0 | 0 | ||
| Nabors Industries Ltd. (nbr) | COM | G6359F103 | 2,397 | 373,985 | SH | SOLE | 373,985 | 0 | 0 | ||
| PEPSICO INC (pep) | COM | 713448108 | 2,328 | 21,387 | SH | SOLE | 21,387 | 0 | 0 | ||
| Apollo Investment Corp (ainv) | COM | 03761U106 | 2,269 | 407,438 | SH | SOLE | 407,438 | 0 | 0 | ||
| CENTURYLINK INC (ctl) | COM | 156700106 | 2,136 | 114,626 | SH | SOLE | 114,626 | 0 | 0 | ||
| New Senior Investment Group Inc. (snr) | COM | 648691103 | 2,125 | 280,798 | SH | SOLE | 280,798 | 0 | 0 | ||
| US BANCORP NEW (usb) | COM | 902973304 | 2,101 | 42,010 | SH | SOLE | 42,010 | 0 | 0 | ||
| CVS Health Corp (cvs) | COM | 126650100 | 2,093 | 32,533 | SH | SOLE | 32,533 | 0 | 0 | ||
| KINDER MORGAN INC DEL (kmi) | COM | 49456B101 | 1,946 | 110,162 | SH | SOLE | 110,162 | 0 | 0 | ||
| Telefonica, S.A. (tef) | ADR | 879382208 | 1,890 | 221,644 | SH | SOLE | 221,644 | 0 | 0 | ||
| Amgen Inc (amgn) | COM | 031162100 | 1,849 | 10,022 | SH | SOLE | 10,022 | 0 | 0 | ||
| ROCHE HOLDINGS LTD ADR (rhhby) | ADR | 771195104 | 1,757 | 63,606 | SH | SOLE | 63,606 | 0 | 0 | ||
| SELECT INCOME REIT (sir) | ETF | 81618T100 | 1,714 | 76,303 | SH | SOLE | 76,303 | 0 | 0 | ||
| Walgreens Boots Alliance Inc. (wba) | COM | 931427108 | 1,648 | 27,460 | SH | SOLE | 27,460 | 0 | 0 | ||
| SECTOR SPDR ETF TECHNOLOGY (xlk) | ETF | 81369Y803 | 1,638 | 23,590 | SH | SOLE | 23,590 | 0 | 0 | ||
| J M SMUCKER CO (sjm) | COM | 832696405 | 1,598 | 14,877 | SH | SOLE | 14,877 | 0 | 0 | ||
| Merck & Company Inc. (mrk) | COM | 58933Y105 | 1,500 | 24,712 | SH | SOLE | 24,712 | 0 | 0 | ||
| CAMPBELL SOUP COMPANY (cpb) | COM | 134429109 | 1,495 | 36,878 | SH | SOLE | 36,878 | 0 | 0 | ||
| Whitestone REIT (wsr) | COM | 966084204 | 1,475 | 118,197 | SH | SOLE | 118,197 | 0 | 0 | ||
| International Paper Company (ip) | COM | 460146103 | 1,425 | 27,363 | SH | SOLE | 27,363 | 0 | 0 | ||
| Intel Corp (intc) | COM | 458140100 | 1,403 | 28,238 | SH | SOLE | 28,238 | 0 | 0 | ||
| ISHARES S&P 500 ETF GROWTH (ivw) | ETF | 464287309 | 1,399 | 8,605 | SH | SOLE | 8,605 | 0 | 0 | ||
| Tremont Mortgage Trust (trmt) | COM | 894789106 | 1,374 | 104,500 | SH | SOLE | 104,500 | 0 | 0 | ||
| Triangle Capital Corp. (tcap) | COM | 06759L103 | 1,362 | 118,497 | SH | SOLE | 118,497 | 0 | 0 | ||
| AMC Entertainment Holdings Inc (amc) | COM | 00165C104 | 1,346 | 84,678 | SH | SOLE | 84,678 | 0 | 0 | ||
| Corporate Capital Trust, Inc. (cct) | COM | 219880101 | 1,299 | 83,180 | SH | SOLE | 83,180 | 0 | 0 | ||
| Independence Realty Trust, Inc. (irt) | COM | 45378A106 | 1,267 | 122,937 | SH | SOLE | 122,937 | 0 | 0 | ||
| ProShares Short S&P500 (sh) | ETF | 74347R503 | 1,224 | 41,735 | SH | SOLE | 41,735 | 0 | 0 | ||
| GLAXOSMITHKLINE PLC-ADR (gsk) | COM | 37733W105 | 1,196 | 29,694 | SH | SOLE | 29,694 | 0 | 0 | ||
| Oaktree Specialty Lending Corp. (ocsl) | COM | 67401P108 | 1,154 | 241,488 | SH | SOLE | 241,488 | 0 | 0 | ||
| KIMBERLY-CLARK CORP (kmb) | COM | 494368103 | 1,135 | 10,783 | SH | SOLE | 10,783 | 0 | 0 | ||
| Sr. Housing Properties Trust (snh) | COM | 81721M109 | 1,067 | 59,006 | SH | SOLE | 59,006 | 0 | 0 | ||
| NUCOR CORP (nue) | COM | 670346105 | 1,024 | 16,396 | SH | SOLE | 16,396 | 0 | 0 | ||
| Uniti Group Inc. (unit) | COM | 91325V108 | 971 | 48,512 | SH | SOLE | 48,512 | 0 | 0 | ||
| MACY'S INC (m) | COM | 55616P104 | 964 | 25,755 | SH | SOLE | 25,755 | 0 | 0 | ||
| Helmerich and Payne (hp) | COM | 423452101 | 947 | 14,860 | SH | SOLE | 14,860 | 0 | 0 | ||
| Prospect Capital Corp. (psec) | COM | 74348T102 | 831 | 123,891 | SH | SOLE | 123,891 | 0 | 0 | ||
| TARGET CORP (tgt) | COM | 87612E106 | 824 | 10,834 | SH | SOLE | 10,834 | 0 | 0 | ||
| LEXINGTON REALTY TRUST REIT (lxp) | COM | 529043101 | 764 | 87,531 | SH | SOLE | 87,531 | 0 | 0 | ||
| Global Medical REIT, Inc. (gmre) | COM | 37954A104 | 752 | 84,896 | SH | SOLE | 84,896 | 0 | 0 | ||
| KOHLS CORP (kss) | COM | 500255104 | 730 | 10,018 | SH | SOLE | 10,018 | 0 | 0 | ||
| Medley Management Inc. (mdly) | COM | 58503T106 | 704 | 198,540 | SH | SOLE | 198,540 | 0 | 0 | ||
| CBL & ASSOC PROPERTIES REIT INC (cbl) | COM | 124830100 | 696 | 124,970 | SH | SOLE | 124,970 | 0 | 0 | ||
| Coca-Cola Femsa (kof) | COM | 191241108 | 656 | 11,640 | SH | SOLE | 11,640 | 0 | 0 | ||
| Martin Midstream Partners LP (mmlp) | COM | 573331105 | 633 | 45,900 | SH | SOLE | 45,900 | 0 | 0 | ||
| Legg Mason Inc. (lm) | COM | 524901105 | 621 | 17,900 | SH | SOLE | 17,900 | 0 | 0 | ||
| Maiden Holdings Ltd (mhld) | COM | G5753U112 | 616 | 79,610 | SH | SOLE | 79,610 | 0 | 0 | ||
| TWO HARBORS INVT CORP (two) | COM | 90187B101 | 602 | 38,123 | SH | SOLE | 38,123 | 0 | 0 | ||
| Triplepoint Venture Growth Corp (tpvg) | COM | 89677Y100 | 598 | 48,132 | SH | SOLE | 48,132 | 0 | 0 | ||
| Cardinal Health Inc. (cah) | COM | 14149Y108 | 592 | 12,130 | SH | SOLE | 12,130 | 0 | 0 | ||
| Arlington Asset Investment (ai) | COM | 041356205 | 586 | 56,849 | SH | SOLE | 56,849 | 0 | 0 | ||
| Solar Senior Capital Ltd. (suns) | COM | 83416M105 | 547 | 33,578 | SH | SOLE | 33,578 | 0 | 0 | ||
| PENNANTPARK FLOATING RATE CAPITAL (pflt) | COM | 70806A106 | 527 | 38,600 | SH | SOLE | 38,600 | 0 | 0 | ||
| B Riley Financial, 5/31/23, 7.375 (rilyh) | COM | 05580M504 | 510 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| Great Elm Cap Corp Nts 8.25 Qtr (geccm) | COM | 390320406 | 501 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| Energy Transfer Partners LP (etppp) | COM | 29278N301 | 499 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| Solar Capital Ltd. (slrc) | COM | 83413U100 | 488 | 23,892 | SH | SOLE | 23,892 | 0 | 0 | ||
| Hercules Capital Inc (htgc) | COM | 427096508 | 473 | 37,415 | SH | SOLE | 37,415 | 0 | 0 | ||
| Spark Energy Pfd Series A, 8.75 (spkep) | COM | 846511202 | 453 | 19,600 | SH | SOLE | 19,600 | 0 | 0 | ||
| Bed Bath & Beyond (bbby) | COM | 075896100 | 438 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
| Kraft Heinz Co (khc) | COM | 500754106 | 433 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
| Marvell Tech Group (mrvl) | COM | G5876H105 | 420 | 19,615 | SH | SOLE | 19,615 | 0 | 0 | ||
| Wheeler REIT, Pfd D.8.75 (whlrd) | COM | 963025606 | 391 | 21,100 | SH | SOLE | 21,100 | 0 | 0 | ||
| BANCO SANTANDER CENT HISPANO ADR (san) | COM | 05964H105 | 363 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
| Alliance Resource Partners LP (arlp) | COM | 01877R108 | 319 | 17,420 | SH | SOLE | 17,420 | 0 | 0 | ||
| ISHARES ETF RUSSELL 2000 (iwm) | ETF | 464287655 | 318 | 1,943 | SH | SOLE | 1,943 | 0 | 0 | ||
| Summit Midstream Partners LP (smlp) | COM | 866142102 | 271 | 17,630 | SH | SOLE | 17,630 | 0 | 0 | ||
| Gaming & Leisure Pptys Inc. (glpi) | COM | 36467J108 | 252 | 7,050 | SH | SOLE | 7,050 | 0 | 0 | ||
| JPMorgan Chase & Co. (jpm) | COM | 46625H100 | 244 | 2,348 | SH | SOLE | 2,348 | 0 | 0 | ||
| Invesco QQQ TR ETF SERIES 1 (qqq) | ETF | 73935A104 | 227 | 1,327 | SH | SOLE | 1,327 | 0 | 0 | ||
| MicroVision, Inc. (mvis) | COM | 594960304 | 224 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| UQM Technologies Inc. (uqm) | COM | 903213106 | 145 | 145,408 | SH | SOLE | 145,408 | 0 | 0 | ||
| Cleveland-Cliffs Inc (clf) | COM | 18683K101 | 89 | 10,635 | SH | SOLE | 10,635 | 0 | 0 | ||
| Credit Suisse High Yield Bond Fund (dhy) | BOND | 22544F103 | 52 | 19,690 | SH | SOLE | 19,690 | 0 | 0 | ||
| Axsome Therapeutics Inc. (axsm) | COM | 05464T104 | 45 | 14,240 | SH | SOLE | 14,240 | 0 | 0 | ||