0000820434-18-000003.txt : 20180815 0000820434-18-000003.hdr.sgml : 20180815 20180815133825 ACCESSION NUMBER: 0000820434-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180815 DATE AS OF CHANGE: 20180815 EFFECTIVENESS DATE: 20180815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PVG ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0000820434 IRS NUMBER: 841060461 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17570 FILM NUMBER: 181020501 BUSINESS ADDRESS: STREET 1: 24918 GENESEE TRAIL ROAD CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038747478 MAIL ADDRESS: STREET 1: 24918 GENESEE TRAIL ROAD CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: PVG ASSET MANAGEMENT CORP /ADV DATE OF NAME CHANGE: 20130326 FORMER COMPANY: FORMER CONFORMED NAME: PVG ASSET MANAGEMENT CORP /ADV DATE OF NAME CHANGE: 19870821 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000820434 XXXXXXXX 06-30-2018 06-30-2018 PVG ASSET MANAGEMENT CORP

24918 GENESEE TRAIL ROAD GOLDEN CO 80401

13F HOLDINGS REPORT 028-17570 N Patrick Adams 303-874-7474 Patrick Adams Golden CO 08-15-2018 0 93 168555 false INFORMATION TABLE 2 PositionReport063018.xml ProShares UltraShort S&P 500 (sds) ETF 74347B300 14343 375289 SH SOLE 375289 0 0 SPDR S&P 500 TRUST ETF (spy) ETF 78462F103 10505 38724 SH SOLE 38724 0 0 Vanguard Index S&P 500 (voo) ETF 922908363 9238 37026 SH SOLE 37026 0 0 S&P 500 INDX (ivv) ETF 464287200 9183 33634 SH SOLE 33634 0 0 AT&T, Inc.(t) COM 00206R102 5621 175070 SH SOLE 175070 0 0 ARES CAPITAL CORP (arcc) COM 029066107 5419 329450 SH SOLE 329450 0 0 ALPS ALERIAN MLP ETF (amlp) COM 00162Q866 5312 525976 SH SOLE 525976 0 0 SPDR Gold Trust (gld) ETF 78463V107 4384 36951 SH SOLE 36951 0 0 MEDLEY CAPITAL CORP (mcc) ETF 58503F106 3806 1097064 SH SOLE 1097064 0 0 Bristol Myers-Squibb (bmy) COM 110122108 3009 54375 SH SOLE 54375 0 0 Procter & Gamble Co. (pg) COM 742718109 2920 37416 SH SOLE 37416 0 0 BANK OF AMERICA CORP (bac) COM 060505104 2863 101586 SH SOLE 101586 0 0 CITIGROUP INC COM (c) COM 172967424 2826 42235 SH SOLE 42235 0 0 Newell Brands Inc. (nwl) COM 651229106 2825 109575 SH SOLE 109575 0 0 Olin Corp. (oln) COM 680665205 2755 95957 SH SOLE 95957 0 0 The Walt Disney Company (dis) COM 254687106 2734 26086 SH SOLE 26086 0 0 JOHNSON & JOHNSON (jnj) COM 478160104 2723 22446 SH SOLE 22446 0 0 INTERNATIONAL BUSINESS MACHINE CORP (ibm) COM 459200101 2636 18875 SH SOLE 18875 0 0 SECTOR SPDR - FINANCIAL SHS BEN INT (xlf) ETF 81369Y605 2503 94157 SH SOLE 94157 0 0 Nabors Industries Ltd. (nbr) COM G6359F103 2397 373985 SH SOLE 373985 0 0 PEPSICO INC (pep) COM 713448108 2328 21387 SH SOLE 21387 0 0 Apollo Investment Corp (ainv) COM 03761U106 2269 407438 SH SOLE 407438 0 0 CENTURYLINK INC (ctl) COM 156700106 2136 114626 SH SOLE 114626 0 0 New Senior Investment Group Inc. (snr) COM 648691103 2125 280798 SH SOLE 280798 0 0 US BANCORP NEW (usb) COM 902973304 2101 42010 SH SOLE 42010 0 0 CVS Health Corp (cvs) COM 126650100 2093 32533 SH SOLE 32533 0 0 KINDER MORGAN INC DEL (kmi) COM 49456B101 1946 110162 SH SOLE 110162 0 0 Telefonica, S.A. (tef) ADR 879382208 1890 221644 SH SOLE 221644 0 0 Amgen Inc (amgn) COM 031162100 1849 10022 SH SOLE 10022 0 0 ROCHE HOLDINGS LTD ADR (rhhby) ADR 771195104 1757 63606 SH SOLE 63606 0 0 SELECT INCOME REIT (sir) ETF 81618T100 1714 76303 SH SOLE 76303 0 0 Walgreens Boots Alliance Inc. (wba) COM 931427108 1648 27460 SH SOLE 27460 0 0 SECTOR SPDR ETF TECHNOLOGY (xlk) ETF 81369Y803 1638 23590 SH SOLE 23590 0 0 J M SMUCKER CO (sjm) COM 832696405 1598 14877 SH SOLE 14877 0 0 Merck & Company Inc. (mrk) COM 58933Y105 1500 24712 SH SOLE 24712 0 0 CAMPBELL SOUP COMPANY (cpb) COM 134429109 1495 36878 SH SOLE 36878 0 0 Whitestone REIT (wsr) COM 966084204 1475 118197 SH SOLE 118197 0 0 International Paper Company (ip) COM 460146103 1425 27363 SH SOLE 27363 0 0 Intel Corp (intc) COM 458140100 1403 28238 SH SOLE 28238 0 0 ISHARES S&P 500 ETF GROWTH (ivw) ETF 464287309 1399 8605 SH SOLE 8605 0 0 Tremont Mortgage Trust (trmt) COM 894789106 1374 104500 SH SOLE 104500 0 0 Triangle Capital Corp. (tcap) COM 06759L103 1362 118497 SH SOLE 118497 0 0 AMC Entertainment Holdings Inc (amc) COM 00165C104 1346 84678 SH SOLE 84678 0 0 Corporate Capital Trust, Inc. (cct) COM 219880101 1299 83180 SH SOLE 83180 0 0 Independence Realty Trust, Inc. (irt) COM 45378A106 1267 122937 SH SOLE 122937 0 0 ProShares Short S&P500 (sh) ETF 74347R503 1224 41735 SH SOLE 41735 0 0 GLAXOSMITHKLINE PLC-ADR (gsk) COM 37733W105 1196 29694 SH SOLE 29694 0 0 Oaktree Specialty Lending Corp. (ocsl) COM 67401P108 1154 241488 SH SOLE 241488 0 0 KIMBERLY-CLARK CORP (kmb) COM 494368103 1135 10783 SH SOLE 10783 0 0 Sr. Housing Properties Trust (snh) COM 81721M109 1067 59006 SH SOLE 59006 0 0 NUCOR CORP (nue) COM 670346105 1024 16396 SH SOLE 16396 0 0 Uniti Group Inc. (unit) COM 91325V108 971 48512 SH SOLE 48512 0 0 MACY'S INC (m) COM 55616P104 964 25755 SH SOLE 25755 0 0 Helmerich and Payne (hp) COM 423452101 947 14860 SH SOLE 14860 0 0 Prospect Capital Corp. (psec) COM 74348T102 831 123891 SH SOLE 123891 0 0 TARGET CORP (tgt) COM 87612E106 824 10834 SH SOLE 10834 0 0 LEXINGTON REALTY TRUST REIT (lxp) COM 529043101 764 87531 SH SOLE 87531 0 0 Global Medical REIT, Inc. (gmre) COM 37954A104 752 84896 SH SOLE 84896 0 0 KOHLS CORP (kss) COM 500255104 730 10018 SH SOLE 10018 0 0 Medley Management Inc. (mdly) COM 58503T106 704 198540 SH SOLE 198540 0 0 CBL & ASSOC PROPERTIES REIT INC (cbl) COM 124830100 696 124970 SH SOLE 124970 0 0 Coca-Cola Femsa (kof) COM 191241108 656 11640 SH SOLE 11640 0 0 Martin Midstream Partners LP (mmlp) COM 573331105 633 45900 SH SOLE 45900 0 0 Legg Mason Inc. (lm) COM 524901105 621 17900 SH SOLE 17900 0 0 Maiden Holdings Ltd (mhld) COM G5753U112 616 79610 SH SOLE 79610 0 0 TWO HARBORS INVT CORP (two) COM 90187B101 602 38123 SH SOLE 38123 0 0 Triplepoint Venture Growth Corp (tpvg) COM 89677Y100 598 48132 SH SOLE 48132 0 0 Cardinal Health Inc. (cah) COM 14149Y108 592 12130 SH SOLE 12130 0 0 Arlington Asset Investment (ai) COM 041356205 586 56849 SH SOLE 56849 0 0 Solar Senior Capital Ltd. (suns) COM 83416M105 547 33578 SH SOLE 33578 0 0 PENNANTPARK FLOATING RATE CAPITAL (pflt) COM 70806A106 527 38600 SH SOLE 38600 0 0 B Riley Financial, 5/31/23, 7.375 (rilyh) COM 05580M504 510 20000 SH SOLE 20000 0 0 Great Elm Cap Corp Nts 8.25 Qtr (geccm) COM 390320406 501 20000 SH SOLE 20000 0 0 Energy Transfer Partners LP (etppp) COM 29278N301 499 20000 SH SOLE 20000 0 0 Solar Capital Ltd. (slrc) COM 83413U100 488 23892 SH SOLE 23892 0 0 Hercules Capital Inc (htgc) COM 427096508 473 37415 SH SOLE 37415 0 0 Spark Energy Pfd Series A, 8.75 (spkep) COM 846511202 453 19600 SH SOLE 19600 0 0 Bed Bath & Beyond (bbby) COM 075896100 438 22000 SH SOLE 22000 0 0 Kraft Heinz Co (khc) COM 500754106 433 6900 SH SOLE 6900 0 0 Marvell Tech Group (mrvl) COM G5876H105 420 19615 SH SOLE 19615 0 0 Wheeler REIT, Pfd D.8.75 (whlrd) COM 963025606 391 21100 SH SOLE 21100 0 0 BANCO SANTANDER CENT HISPANO ADR (san) COM 05964H105 363 68000 SH SOLE 68000 0 0 Alliance Resource Partners LP (arlp) COM 01877R108 319 17420 SH SOLE 17420 0 0 ISHARES ETF RUSSELL 2000 (iwm) ETF 464287655 318 1943 SH SOLE 1943 0 0 Summit Midstream Partners LP (smlp) COM 866142102 271 17630 SH SOLE 17630 0 0 Gaming & Leisure Pptys Inc. (glpi) COM 36467J108 252 7050 SH SOLE 7050 0 0 JPMorgan Chase & Co. (jpm) COM 46625H100 244 2348 SH SOLE 2348 0 0 Invesco QQQ TR ETF SERIES 1 (qqq) ETF 73935A104 227 1327 SH SOLE 1327 0 0 MicroVision, Inc. (mvis) COM 594960304 224 200000 SH SOLE 200000 0 0 UQM Technologies Inc. (uqm) COM 903213106 145 145408 SH SOLE 145408 0 0 Cleveland-Cliffs Inc (clf) COM 18683K101 89 10635 SH SOLE 10635 0 0 Credit Suisse High Yield Bond Fund (dhy) BOND 22544F103 52 19690 SH SOLE 19690 0 0 Axsome Therapeutics Inc. (axsm) COM 05464T104 45 14240 SH SOLE 14240 0 0