0001140361-18-007827.txt : 20180214
0001140361-18-007827.hdr.sgml : 20180214
20180214121158
ACCESSION NUMBER: 0001140361-18-007827
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEARBRIDGE, LLC
CENTRAL INDEX KEY: 0000820330
IRS NUMBER: 521268629
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01701
FILM NUMBER: 18609623
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410.539.0000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20120222
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 19990325
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000820330
XXXXXXXX
12-31-2017
12-31-2017
CLEARBRIDGE, LLC
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
13F HOLDINGS REPORT
028-01701
N
Barbara Brooke Manning
Chief Compliance Officer
212-805-2076
Barbara Brooke Manning
New York
NY
02-14-2018
1
179
4797353
false
1
0000704051
028-01700
LEGG MASON, INC.
INFORMATION TABLE
2
form13fInfoTable.xml
AFLAC INC
COM
001055102
6699
76312
SH
DFND
1
76312
0
0
AES CORP
COM
00130H105
55895
5161111
SH
DFND
1
4296996
0
864115
AARONS INC
COM PAR $0.50
002535300
21526
540178
SH
DFND
1
432178
0
108000
AECOM
COM
00766T100
48587
1307870
SH
DFND
1
1083020
0
224850
AFFILIATED MANAGERS GROUP
COM
008252108
107
520
SH
DFND
1
520
0
0
ALBEMARLE CORP
COM
012653101
128
1001
SH
DFND
1
1001
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
75396
630455
SH
DFND
1
526224
0
104231
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
5092
29529
SH
DFND
1
29529
0
0
ALLEGIANT TRAVEL CO
COM
01748X102
13254
85647
SH
DFND
1
68147
0
17500
ALPHABET INC
CAP STK CL C
02079K107
179093
171152
SH
DFND
1
142968
0
28184
ALPHABET INC
CAP STK CL A
02079K305
223
212
SH
DFND
1
212
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
19518
4867366
SH
DFND
1
3873446
0
993920
AMAZON COM INC
COM
023135106
218
186
SH
DFND
1
186
0
0
AMBEV SA
SPONSORED ADR
02319V103
10
1520
SH
DFND
1
1520
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
69056
3161899
SH
DFND
1
2611448
0
550451
ANADARKO PETE CORP
COM
032511107
189
3522
SH
DFND
1
3522
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
11
100
SH
DFND
1
100
0
0
APACHE CORP
COM
037411105
61328
1452590
SH
DFND
1
1207669
0
244921
APPLE INC
COM
037833100
396
2339
SH
DFND
1
2339
0
0
AUTOZONE INC
COM
053332102
91760
128990
SH
DFND
1
107560
0
21430
BALCHEM CORP
COM
057665200
16785
208253
SH
DFND
1
165713
0
42540
BANK N S HALIFAX
COM
064149107
15
240
SH
DFND
1
240
0
0
BENEFICIAL BANCORP INC
COM
08171T102
16062
992189
SH
DFND
1
789439
0
202750
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
70
790
SH
DFND
1
790
0
0
BLACK HILLS CORP
COM
092113109
14586
242650
SH
DFND
1
194210
0
48440
BLACKLINE INC
COM
09239B109
21626
659320
SH
DFND
1
524590
0
134730
BLUE BUFFALO PET PRODS INC
COM
09531U102
68
2070
SH
DFND
1
2070
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
33606
573089
SH
DFND
1
478080
0
95009
BRISTOL MYERS SQUIBB CO
COM
110122108
34683
565980
SH
DFND
1
474700
0
91280
CBS CORP NEW
CL B
124857202
37582
636983
SH
DFND
1
532262
0
104721
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
67177
754040
SH
DFND
1
624660
0
129380
CSX CORP
COM
126408103
95
1722
SH
DFND
1
1722
0
0
CADENCE BANCORPORATION
CL A
12739A100
23543
868102
SH
DFND
1
690742
0
177360
CANADIAN PAC RY LTD
COM
13645T100
6712
36725
SH
DFND
1
36725
0
0
CATERPILLAR INC DEL
COM
149123101
140
888
SH
DFND
1
888
0
0
CELGENE CORP
COM
151020104
89124
854006
SH
DFND
1
714582
0
139424
CHEMOURS CO
COM
163851108
135
2689
SH
DFND
1
2689
0
0
CHUYS HLDGS INC
COM
171604101
15076
537456
SH
DFND
1
427676
0
109780
CISCO SYS INC
COM
17275R102
98194
2563812
SH
DFND
1
2145976
0
417836
CITIGROUP INC
COM NEW
172967424
85478
1148744
SH
DFND
1
956790
0
191954
CLEARWATER PAPER CORP
COM
18538R103
17076
376133
SH
DFND
1
299293
0
76840
COCA COLA CO
COM
191216100
157
3420
SH
DFND
1
3420
0
0
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
9738
214960
SH
DFND
1
171873
0
43087
CONTINENTAL BLDG PRODS INC
COM
211171103
12254
435300
SH
DFND
1
347920
0
87380
COTIVITI HLDGS INC
COM
22164K101
13395
415870
SH
DFND
1
332160
0
83710
CUBIC CORP
COM
229669106
11881
201540
SH
DFND
1
160370
0
41170
DELTA AIR LINES INC DEL
COM NEW
247361702
76882
1372887
SH
DFND
1
1139863
0
233024
DENTSPLY SIRONA INC
COM
24906P109
57
859
SH
DFND
1
859
0
0
DEVON ENERGY CORP NEW
COM
25179M103
53910
1302162
SH
DFND
1
1085402
0
216760
DIAGEO P L C
SPON ADR NEW
25243Q205
7463
51105
SH
DFND
1
51105
0
0
DISNEY WALT CO
COM DISNEY
254687106
156
1450
SH
DFND
1
1450
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
10335
552660
SH
DFND
1
442660
0
110000
ENCORE CAP GROUP INC
COM
292554102
15293
363250
SH
DFND
1
290010
0
73240
ENPRO INDS INC
COM
29355X107
14657
156740
SH
DFND
1
124720
0
32020
EVERTEC INC
COM
30040P103
7870
576574
SH
DFND
1
457604
0
118970
EXELON CORP
COM
30161N101
89749
2277320
SH
DFND
1
1901450
0
375870
EXTRACTION OIL AND GAS INC
COM
30227M105
16589
1159232
SH
DFND
1
922512
0
236720
FACEBOOK INC
CL A
30303M102
170
965
SH
DFND
1
965
0
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
26633
664998
SH
DFND
1
529148
0
135850
FLUOR CORP NEW
COM
343412102
44688
865210
SH
DFND
1
718079
0
147131
FORESCOUT TECHNOLOGIES INC
COM
34553D101
16428
515150
SH
DFND
1
411379
0
103771
FOUNDATION BLDG MATLS INC
COM
350392106
14030
948623
SH
DFND
1
754793
0
193830
GATX CORP
COM
361448103
10748
172901
SH
DFND
1
134221
0
38680
GENTEX CORP
COM
371901109
17516
836096
SH
DFND
1
665256
0
170840
GRAY TELEVISION INC
COM
389375106
34085
2034954
SH
DFND
1
1619254
0
415700
HANESBRANDS INC
COM
410345102
32934
1575055
SH
DFND
1
1316639
0
258416
HARTFORD FINL SVCS GROUP INC
COM
416515104
35770
635580
SH
DFND
1
533130
0
102450
HEALTHSOUTH CORP
COM NEW
421924309
22764
460712
SH
DFND
1
368012
0
92700
HEALTHEQUITY INC
COM
42226A107
23214
497510
SH
DFND
1
397500
0
100010
HEICO CORP NEW
COM
422806109
14160
187595
SH
DFND
1
149763
0
37832
HORIZON GLOBAL CORP
COM
44052W104
11487
819336
SH
DFND
1
651926
0
167410
ICF INTL INC
COM
44925C103
15342
292231
SH
DFND
1
233241
0
58990
INC RESH HLDGS INC
CL A
45329R109
12647
290068
SH
DFND
1
231948
0
58120
INTER PARFUMS INC
COM
458334109
11096
255368
SH
DFND
1
203218
0
52150
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
80640
1142863
SH
DFND
1
953051
0
189812
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
11927
795659
SH
DFND
1
633049
0
162610
JPMORGAN CHASE & CO
COM
46625H100
161
1504
SH
DFND
1
1504
0
0
JOHNSON & JOHNSON
COM
478160104
99
712
SH
DFND
1
712
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
12521
2692744
SH
DFND
1
2150364
0
542380
KINDER MORGAN INC DEL
COM
49456B101
89263
4939820
SH
DFND
1
4107350
0
832470
KINSALE CAP GROUP INC
COM
49714P108
13367
297038
SH
DFND
1
237248
0
59790
LANDSTAR SYS INC
COM
515098101
12805
124765
SH
DFND
1
99294
0
25471
LEGACY TEX FINL GROUP INC
COM
52471Y106
29341
695119
SH
DFND
1
553089
0
142030
LENNOX INTL INC
COM
526107107
129
621
SH
DFND
1
621
0
0
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
11748
1189097
SH
DFND
1
949587
0
239510
LEXINGTON REALTY TRUST
COM
529043101
13127
1360290
SH
DFND
1
1086200
0
274090
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
18275
133460
SH
DFND
1
106190
0
27270
LOWES COS INC
COM
548661107
76372
821739
SH
DFND
1
686239
0
135500
MRC GLOBAL INC
COM
55345K103
14348
848020
SH
DFND
1
674770
0
173250
MTS SYS CORP
COM
553777103
14886
277211
SH
DFND
1
220601
0
56610
MAIN STREET CAPITAL CORP
COM
56035L104
10342
260301
SH
DFND
1
207062
0
53239
MANHATTAN ASSOCS INC
COM
562750109
12310
248481
SH
DFND
1
197713
0
50768
MARTEN TRANS LTD
COM
573075108
17169
845774
SH
DFND
1
673098
0
172676
MERCK & CO INC
COM
58933Y105
100
1770
SH
DFND
1
1770
0
0
METHODE ELECTRS INC
COM
591520200
21544
537255
SH
DFND
1
427475
0
109780
METLIFE INC
COM
59156R108
43564
861620
SH
DFND
1
717191
0
144429
MICROSOFT CORP
COM
594918104
146992
1718398
SH
DFND
1
1430178
0
288220
MOLSON COORS BREWING CO
CL B
60871R209
41493
505580
SH
DFND
1
419690
0
85890
MONDELEZ INTL INC
CL A
609207105
61513
1437220
SH
DFND
1
1197544
0
239676
MONRO INC
COM
610236101
20116
353229
SH
DFND
1
281069
0
72160
MURPHY USA INC
COM
626755102
22271
277145
SH
DFND
1
221695
0
55450
NMI HLDGS INC
CL A
629209305
22894
1346681
SH
DFND
1
1077207
0
269474
NOVO-NORDISK A S
ADR
670100205
5083
94700
SH
DFND
1
94700
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
34889
145046
SH
DFND
1
120221
0
24825
ONEMAIN HLDGS INC
COM
68268W103
22449
863769
SH
DFND
1
687279
0
176490
ORACLE CORP
COM
68389X105
128530
2718479
SH
DFND
1
2266920
0
451559
PNC FINL SVCS GROUP INC
COM
693475105
133
924
SH
DFND
1
924
0
0
PNM RES INC
COM
69349H107
15481
382719
SH
DFND
1
305719
0
77000
PENNANTPARK INVT CORP
COM
708062104
8301
1201339
SH
DFND
1
959570
0
241769
PEPSICO INC
COM
713448108
96
800
SH
DFND
1
800
0
0
PIONEER NAT RES CO
COM
723787107
81689
472602
SH
DFND
1
393745
0
78857
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
45103
2082910
SH
DFND
1
1720450
0
362460
PLANET FITNESS INC
CL A
72703H101
8692
250991
SH
DFND
1
200381
0
50610
PROASSURANCE CORP
COM
74267C106
14970
261944
SH
DFND
1
208424
0
53520
PROCTER AND GAMBLE CO
COM
742718109
147
1597
SH
DFND
1
1597
0
0
PULTE GROUP INC
COM
745867101
47566
1430551
SH
DFND
1
1189030
0
241521
Q2 HLDGS INC
COM
74736L109
15730
426861
SH
DFND
1
339651
0
87210
QUALCOMM INC
COM
747525103
46043
719195
SH
DFND
1
599263
0
119932
REV GROUP INC
COM
749527107
12845
394863
SH
DFND
1
316133
0
78730
RADIAN GROUP INC
COM
750236101
10315
500484
SH
DFND
1
400484
0
100000
REALOGY HLDGS CORP
COM
75605Y106
95426
3600993
SH
DFND
1
2979802
0
621191
RINGCENTRAL INC
CL A
76680R206
13415
277169
SH
DFND
1
221419
0
55750
ROGERS COMMUNICATIONS INC
CL B
775109200
64
1256
SH
DFND
1
1256
0
0
ROYAL GOLD INC
COM
780287108
58876
716951
SH
DFND
1
597188
0
119763
RUSH ENTERPRISES INC
CL A
781846209
16445
323665
SH
DFND
1
258515
0
65150
RYANAIR HLDGS PLC
SPONSORED ADR NE
783513203
2947
28285
SH
DFND
1
28285
0
0
S&P GLOBAL INC
COM
78409V104
130
770
SH
DFND
1
770
0
0
SALESFORCE COM INC
COM
79466L302
86
840
SH
DFND
1
840
0
0
SAP SE
SPON ADR
803054204
26
230
SH
DFND
1
230
0
0
SEMTECH CORP
COM
816850101
11601
339212
SH
DFND
1
269912
0
69300
SERVICE CORP INTL
COM
817565104
31049
831969
SH
DFND
1
662019
0
169950
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
40633
792523
SH
DFND
1
656091
0
136432
SMART SAND INC
COM
83191H107
21945
2534092
SH
DFND
1
2016302
0
517790
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
2177
36660
SH
DFND
1
36660
0
0
SPROUTS FMRS MKT INC
COM
85208M102
29617
1216297
SH
DFND
1
970897
0
245400
STARBUCKS CORP
COM
855244109
98
1714
SH
DFND
1
1714
0
0
STERICYCLE INC
COM
858912108
58402
858980
SH
DFND
1
718170
0
140810
STORE CAP CORP
COM
862121100
22344
858080
SH
DFND
1
685400
0
172680
SUMMIT HOTEL PPTYS INC
COM
866082100
14436
947840
SH
DFND
1
757110
0
190730
SUNCOR ENERGY INC NEW
COM
867224107
5437
148078
SH
DFND
1
148078
0
0
SUNTRUST BKS INC
COM
867914103
75
1155
SH
DFND
1
1155
0
0
SYNCHRONY FINL
COM
87165B103
149283
3866440
SH
DFND
1
3216750
0
649690
TEAM INC
COM
878155100
11326
760120
SH
DFND
1
608120
0
152000
TESLA INC
COM
88160R101
81
260
SH
DFND
1
260
0
0
TIVITY HEALTH INC
COM
88870R102
13015
356080
SH
DFND
1
283380
0
72700
TRANSDIGM GROUP INC
COM
893641100
57157
208130
SH
DFND
1
172910
0
35220
TREX CO INC
COM
89531P105
60
556
SH
DFND
1
556
0
0
TRIANGLE CAP CORP
COM
895848109
12020
1266620
SH
DFND
1
1011624
0
254996
TRISTATE CAP HLDGS INC
COM
89678F100
12164
528880
SH
DFND
1
420810
0
108070
2U INC
COM
90214J101
26588
412158
SH
DFND
1
329038
0
83120
ULTA BEAUTY INC
COM
90384S303
62
275
SH
DFND
1
275
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
51
1097
SH
DFND
1
1097
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
44439
392049
SH
DFND
1
327883
0
64166
VALE S A
ADR
91912E105
3788
309720
SH
DFND
1
309720
0
0
VEECO INSTRS INC DEL
COM
922417100
11099
747390
SH
DFND
1
594730
0
152660
VERTEX PHARMACEUTICALS INC
COM
92532F100
63
420
SH
DFND
1
420
0
0
VIEWRAY INC
COM
92672L107
4
400
SH
DFND
1
400
0
0
VISA INC
COM CL A
92826C839
113
993
SH
DFND
1
993
0
0
VOYA FINL INC
COM
929089100
63802
1289706
SH
DFND
1
1076307
0
213399
WNS HOLDINGS LTD
SPON ADR
92932M101
24729
616227
SH
DFND
1
490317
0
125910
WASHINGTON FED INC
COM
938824109
26514
774117
SH
DFND
1
615967
0
158150
WEB COM GROUP INC
COM
94733A104
22517
1032907
SH
DFND
1
821927
0
210980
WELLS FARGO CO NEW
COM
949746101
130801
2155935
SH
DFND
1
1792715
0
363220
ADIENT PLC
ORD SHS
G0084W101
73537
934393
SH
DFND
1
792741
0
141652
ALLERGAN PLC
SHS
G0177J108
113999
696900
SH
DFND
1
581470
0
115430
ASSURED GUARANTY LTD
COM
G0585R106
12057
355971
SH
DFND
1
283241
0
72730
ICON PLC
SHS
G4705A100
6763
60300
SH
DFND
1
60300
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
59783
1568700
SH
DFND
1
1312080
0
256620
QUOTIENT LTD
SHS
G73268107
12682
2562084
SH
DFND
1
2046364
0
515720
SIGNET JEWELERS LIMITED
SHS
G81276100
40704
719786
SH
DFND
1
599693
0
120093
TEXTAINER GROUP HOLDINGS LTD
SHS
G8766E109
14072
654529
SH
DFND
1
520929
0
133600
TRITON INTL LTD
CL A
G9078F107
12116
323537
SH
DFND
1
258367
0
65170
VENATOR MATLS PLC
SHS
G9329Z100
17611
796145
SH
DFND
1
636455
0
159690
XL GROUP LTD
COM
G98294104
60255
1713742
SH
DFND
1
1430128
0
283614
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
3522
33990
SH
DFND
1
33990
0
0
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
13744
403300
SH
DFND
1
320970
0
82330
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
109
628
SH
DFND
1
628
0
0
MYLAN N V
SHS EURO
N59465109
91490
2162373
SH
DFND
1
1796924
0
365449
BROADCOM LTD
SHS
Y09827109
2208
8594
SH
DFND
1
8594
0
0