0001624339-18-000001.txt : 20180601 0001624339-18-000001.hdr.sgml : 20180601 20180601184729 ACCESSION NUMBER: 0001624339-18-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180531 FILED AS OF DATE: 20180601 DATE AS OF CHANGE: 20180601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wagner David G CENTRAL INDEX KEY: 0001624339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 18876486 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BOULEVARD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-05-31 0 0000820318 II-VI INC IIVI 0001624339 Wagner David G C/O II-VI INCORPORATED 375 SAXONBURG BOULEVARD SAXONBURG PA 16056 0 1 0 0 VP, Human Resources Common Stock 2018-05-31 4 M 0 4446 12.795 A 53248 D Common Stock 2018-05-31 4 M 0 2133 12.075 A 55381 D Common Stock 2018-05-31 4 S 0 6379 44.0753 D 49002 D Common Stock 2018-05-31 4 S 0 200 44.625 D 48802 D Common Stock 500 I By Father Option (Right to Buy) 12.795 2018-05-31 4 M 0 4446 0 D 2018-11-10 Common Stock 4446 4444 D Option (Right to Buy) 12.075 2018-05-31 4 M 0 2133 0 D 2019-08-15 Common Stock 2133 2134 D The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017. Represents the weighted average of multiple sale transactions ranging in price from $43.6000 to $44.5500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Represents the weighted average of multiple sale transactions ranging in price from $44.6000 to $44.6500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The options vested in full on November 10, 2013. The options vested in full on August 15, 2014. /s/ Jeffrey W. Acre, Attorney-in-Fact 2018-06-01