0001624339-17-000007.txt : 20171201
0001624339-17-000007.hdr.sgml : 20171201
20171201131832
ACCESSION NUMBER: 0001624339-17-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171130
FILED AS OF DATE: 20171201
DATE AS OF CHANGE: 20171201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wagner David G
CENTRAL INDEX KEY: 0001624339
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16195
FILM NUMBER: 171233546
MAIL ADDRESS:
STREET 1: C/O II-VI INCORPORATED
STREET 2: 375 SAXONBURG BOULEVARD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: II-VI INC
CENTRAL INDEX KEY: 0000820318
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 251214948
STATE OF INCORPORATION: PA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
BUSINESS PHONE: 724-352-4455
MAIL ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-11-30
0
0000820318
II-VI INC
IIVI
0001624339
Wagner David G
C/O II-VI INCORPORATED
375 SAXONBURG BOULEVARD
SAXONBURG
PA
16056
0
1
0
0
VP, Human Resources
Common Stock
2017-11-30
4
M
0
4444
12.795
A
53246
D
Common Stock
2017-11-30
4
M
0
2133
12.075
A
55379
D
Common Stock
2017-11-30
4
S
0
6277
47.6099
D
49102
D
Common Stock
2017-11-30
4
S
0
300
48.1333
D
48802
D
Common Stock
500
I
By Father
Option (Right to Buy)
12.795
2017-11-30
4
M
0
4444
0
D
2018-11-10
Common Stock
4444
8890
D
Option (Right to Buy)
12.075
2017-11-30
4
M
0
2133
0
D
2019-08-15
Common Stock
2133
4267
D
The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017.
Represents the weighted average of multiple sale transactions ranging in price from $47.1000 to $48.0500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
Represents the weighted average of mulitple sale transactions ranging in price from $48.1000 to $48.2000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The options vested in full on November 10, 2013.
The options vested in full on August 15, 2014.
/s/ Jeffrey W. Acre, Attorney-in-Fact
2017-12-01