0001562180-21-005853.txt : 20210907 0001562180-21-005853.hdr.sgml : 20210907 20210907162410 ACCESSION NUMBER: 0001562180-21-005853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210907 DATE AS OF CHANGE: 20210907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER FRANCIS J CENTRAL INDEX KEY: 0001191458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39375 FILM NUMBER: 211239600 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-03-01 false 0000820318 II-VI INC IIVI 0001191458 KRAMER FRANCIS J C/O II-VI INC. 375 SAXONBURG BLVD. SAXONBURG PA 16056 true false false false Common Stock 2021-03-01 4 F false 4209.00 86.81 D 265686.00 D Common Stock 2021-08-28 4 A false 3144.00 0.00 A 268830.00 D Common Stock 35000.00 I By GRAT Common Stock 285401.00 I By Spousal Limited Access Trust These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Includes 3,501 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT. These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2022. The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Jeffrey W. Acre, Attorney-in-Fact 2021-08-31