0001562180-19-001868.txt : 20190312 0001562180-19-001868.hdr.sgml : 20190312 20190312135010 ACCESSION NUMBER: 0001562180-19-001868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190311 FILED AS OF DATE: 20190312 DATE AS OF CHANGE: 20190312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER FRANCIS J CENTRAL INDEX KEY: 0001191458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 19674662 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-03-11 false 0000820318 II-VI INC IIVI 0001191458 KRAMER FRANCIS J C/O II-VI INC. 375 SAXONBURG BLVD. SAXONBURG PA 16056 true false false false Common Stock 2019-03-11 4 M false 30000.00 12.075 A 192647.00 D Common Stock 2019-03-11 4 S false 30000.00 39.62 D 162647.00 D Common Stock 137157.00 I By GRATs Common Stock 285401.00 I By Spousal Limited Access Trust Option (Right to Buy) 12.075 2019-03-11 4 M false 30000.00 0.00 D 2019-08-15 Common Stock 30000.00 20050.00 D The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Represents the weighted average of multiple sale transactions ranging in price from $39.53 to $39.77. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. The options fully vested on August 15, 2009. /s/ Jeffrey W. Acre, Attorney-in-Fact 2019-03-12