0001562180-19-001868.txt : 20190312
0001562180-19-001868.hdr.sgml : 20190312
20190312135010
ACCESSION NUMBER: 0001562180-19-001868
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190311
FILED AS OF DATE: 20190312
DATE AS OF CHANGE: 20190312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRAMER FRANCIS J
CENTRAL INDEX KEY: 0001191458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16195
FILM NUMBER: 19674662
MAIL ADDRESS:
STREET 1: C/O II-VI INCORPORATED
STREET 2: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: II-VI INC
CENTRAL INDEX KEY: 0000820318
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 251214948
STATE OF INCORPORATION: PA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
BUSINESS PHONE: 724-352-4455
MAIL ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2019-03-11
false
0000820318
II-VI INC
IIVI
0001191458
KRAMER FRANCIS J
C/O II-VI INC.
375 SAXONBURG BLVD.
SAXONBURG
PA
16056
true
false
false
false
Common Stock
2019-03-11
4
M
false
30000.00
12.075
A
192647.00
D
Common Stock
2019-03-11
4
S
false
30000.00
39.62
D
162647.00
D
Common Stock
137157.00
I
By GRATs
Common Stock
285401.00
I
By Spousal Limited Access Trust
Option (Right to Buy)
12.075
2019-03-11
4
M
false
30000.00
0.00
D
2019-08-15
Common Stock
30000.00
20050.00
D
The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.
Represents the weighted average of multiple sale transactions ranging in price from $39.53 to $39.77. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
The options fully vested on August 15, 2009.
/s/ Jeffrey W. Acre, Attorney-in-Fact
2019-03-12