0001237685-17-000004.txt : 20170821 0001237685-17-000004.hdr.sgml : 20170821 20170821161726 ACCESSION NUMBER: 0001237685-17-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170818 FILED AS OF DATE: 20170821 DATE AS OF CHANGE: 20170821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARBAROSSA GIOVANNI CENTRAL INDEX KEY: 0001237685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 171043300 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-08-18 0 0000820318 II-VI INC IIVI 0001237685 BARBAROSSA GIOVANNI C/O II-VI INCORPORATED 375 SAXONBURG BLVD SAXONBURG PA 16056 0 1 0 0 CTO Common Stock 2017-08-18 4 A 0 5856 0 A 64197 D Option (Right to Buy) 35.25 2017-08-18 4 A 0 14640 0 A 2027-08-18 Common Stock 14640 14640 D These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018. These options will vest in four equal annual installments beginning on August 18, 2018. /s/ Jeffrey W. Acre, Attorney-in-Fact 2017-08-21