0001196391-16-000006.txt : 20160826
0001196391-16-000006.hdr.sgml : 20160826
20160826134242
ACCESSION NUMBER: 0001196391-16-000006
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160820
FILED AS OF DATE: 20160826
DATE AS OF CHANGE: 20160826
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: II-VI INC
CENTRAL INDEX KEY: 0000820318
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 251214948
STATE OF INCORPORATION: PA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
BUSINESS PHONE: 724-352-4455
MAIL ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MISTLER THOMAS E
CENTRAL INDEX KEY: 0001196391
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16195
FILM NUMBER: 161854131
MAIL ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2016-08-20
2016-08-23
0
0000820318
II-VI INC
IIVI
0001196391
MISTLER THOMAS E
375 SAXONBURG BLVD
SAXONBURG
PA
16056
1
0
0
0
Common Stock
2016-08-20
4
A
0
984
21.67
A
19634
D
Common Stock
2016-08-23
4
P
0
4310
21.55
D
23944
D
Common Stock
1269772
I
By Limited Partnerships
Common Stock
346512
I
By Trusts
Option (Right to Buy)
21.67
2016-08-20
4
A
0
2460
21.67
A
2026-08-20
Common Stock
2460
2460
D
Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017. The original Form 4 filing inadvertently overstated the number of shares of restricted stock granted to the reporting person.
Reflects the correct amount of shares of common stock beneficially owned directly by the reporting person following this transaction, which otherwise was reported accurately in the original Form 4 filing.
Represents interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein. This indirect beneficial ownership was reported accurately in the original Form 4 filing.
The original Form 4 filing inadvertently omitted information with respect to this grant of options to the reporting person.
These options vest in four equal annual installments beginning on August 20, 2017.
/s/ Jeffrey W. Acre, Attorney-in-Fact
2016-08-26