0001196391-16-000006.txt : 20160826 0001196391-16-000006.hdr.sgml : 20160826 20160826134242 ACCESSION NUMBER: 0001196391-16-000006 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160820 FILED AS OF DATE: 20160826 DATE AS OF CHANGE: 20160826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MISTLER THOMAS E CENTRAL INDEX KEY: 0001196391 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 161854131 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2016-08-20 2016-08-23 0 0000820318 II-VI INC IIVI 0001196391 MISTLER THOMAS E 375 SAXONBURG BLVD SAXONBURG PA 16056 1 0 0 0 Common Stock 2016-08-20 4 A 0 984 21.67 A 19634 D Common Stock 2016-08-23 4 P 0 4310 21.55 D 23944 D Common Stock 1269772 I By Limited Partnerships Common Stock 346512 I By Trusts Option (Right to Buy) 21.67 2016-08-20 4 A 0 2460 21.67 A 2026-08-20 Common Stock 2460 2460 D Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017. The original Form 4 filing inadvertently overstated the number of shares of restricted stock granted to the reporting person. Reflects the correct amount of shares of common stock beneficially owned directly by the reporting person following this transaction, which otherwise was reported accurately in the original Form 4 filing. Represents interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein. This indirect beneficial ownership was reported accurately in the original Form 4 filing. The original Form 4 filing inadvertently omitted information with respect to this grant of options to the reporting person. These options vest in four equal annual installments beginning on August 20, 2017. /s/ Jeffrey W. Acre, Attorney-in-Fact 2016-08-26