0001140361-16-058989.txt : 20160324 0001140361-16-058989.hdr.sgml : 20160324 20160324213402 ACCESSION NUMBER: 0001140361-16-058989 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160322 FILED AS OF DATE: 20160324 DATE AS OF CHANGE: 20160324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PELAEZ MARC Y E CENTRAL INDEX KEY: 0001222113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 161528556 MAIL ADDRESS: STREET 1: 112 WORPLESDON CITY: WILLIAMSBURG STATE: VA ZIP: 23188 4 1 doc1.xml FORM 4 X0306 4 2016-03-22 0 0000820318 II-VI INC IIVI 0001222113 PELAEZ MARC Y E II-VI INC 375 SAXONBURG BLVD SAXONBURG PA 16056 1 0 0 0 Common Stock 2016-03-22 4 M 0 13400 15.98 A 52949 D Common Stock 2016-03-22 4 S 0 13400 21.1388 D 39549 D Option (Right to buy) 15.98 2016-03-22 4 M 0 13400 0 D 2017-08-21 Common Stock 13400 0 D Represents the weighted average of multiple sales transactions ranging in price from $21.06 to $21.23. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The option vested in 5 equal annual installments beginning on February 10, 2008. /s/ Michelle Freehling as Attorney-in-Fact 2016-03-24