0000820318-15-000023.txt : 20151113 0000820318-15-000023.hdr.sgml : 20151113 20151113171056 ACCESSION NUMBER: 0000820318-15-000023 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151106 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASHAW WALTER ROBERT II CENTRAL INDEX KEY: 0001658035 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 151230114 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2015-11-06 0 0000820318 II-VI INC IIVI 0001658035 BASHAW WALTER ROBERT II C/O II-VI INCORPORATED 375 SAXONBURG BLVD SAXONBURG PA 16056 0 1 0 0 General Counsel Common Stock 15975 D Common Stock 1400 I By Spouse Common Stock 40 I By Daughter Common Stock 20 I By Son Option (Right to buy) 18.73 2025-11-07 Common Stock 24300 D Includes 12,150 shares of restricted stock granted to the reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date on November 7, 2018. The option vests in 5 equal annual installments beginning on November 7, 2016. /s/ Walter Robert Bashaw II 2015-11-13 EX-24 2 ex24.txt POA POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that I, Walter Robert Bashaw II, do hereby make, constitute, designate and appoint Mary Jane Raymond, Michelle R. Repp, Michelle L. Freehling and Heidi Zbel, and each of them severally (each, the "Attorney") as the undersigned's special attorney and authorize the said Attorney to appear in the Company's place and stead to do all or any of the following acts, deeds or things, that is to say: 1. To execute and file any and all documents required to be filed by the undersigned with the Securities and Exchange Commission (the "SEC"), including Forms ID, 3, 4, 5 and 144 and all amendments thereto; 2. To do and perform any and all acts which may be necessary or desirable to prepare, complete and execute such Forms ID, 3, 4, 5 and 144, complete and execute any amendment or amendments thereto, and timely deliver and file such forms, schedules or amendments with the SEC and any stock exchange or similar authority; and 3. To take any other action of any type whatsoever in connection with the foregoing which, in the opinion of the Attorney, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such Attorney on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such Attorney may approve in such Attorney's discretion. The undersigned hereby grants to such Attorney full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do, with full power of substitution or revocation, hereby ratifying and confirming all that such Attorney, or such Attorney's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing Attorney, in serving in such capacity at the request of the undersigned, is not assuming nor relieving any of the responsibilities of the undersigned to comply with Section 16 of the Securities Exchange Act of 1934, as amended (Exchange Act). The undersigned also acknowledges that the foregoing Attorney does not assume (i) any liability for the responsibility of the undersigned to comply with the requirements of the Exchange Act, (ii) any liability for the failure by the undersigned to comply with such requirements, or (iii) any of the obligations or liabilities of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act. This Power of Attorney shall be effective immediately upon execution and shall be revoked by the undersigned giving to such Attorney acting hereunder written notification of the revocation, which notice shall not be considered binding unless actually received. Absent such revocation, this Power of Attorney shall remain in effect for so long as the undersigned is subject to the reporting requirements imposed by Section 16 of the Exchange Act. The undersigned hereby declares that this Power of Attorney shall not be affected by our disability or incapacity and that as against us and all persons claiming under us, everything which our Attorney shall do or cause to be done shall be valid and effectual in favor of any person claiming a benefit thereunder, who, before the doing thereof, shall not have had notice of revocation of this instrument. This Power of Attorney shall be governed by the laws of the Commonwealth of Pennsylvania. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed this 13th day of November, 2015. WITNESS: GRANTOR: /s/ Janice Dunn /s/ Walter Robert Bashaw II Walter Robert Bashaw II