0000820318-15-000023.txt : 20151113
0000820318-15-000023.hdr.sgml : 20151113
20151113171056
ACCESSION NUMBER: 0000820318-15-000023
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151106
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: II-VI INC
CENTRAL INDEX KEY: 0000820318
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 251214948
STATE OF INCORPORATION: PA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
BUSINESS PHONE: 724-352-4455
MAIL ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BASHAW WALTER ROBERT II
CENTRAL INDEX KEY: 0001658035
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16195
FILM NUMBER: 151230114
MAIL ADDRESS:
STREET 1: C/O II-VI INCORPORATED
STREET 2: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2015-11-06
0
0000820318
II-VI INC
IIVI
0001658035
BASHAW WALTER ROBERT II
C/O II-VI INCORPORATED
375 SAXONBURG BLVD
SAXONBURG
PA
16056
0
1
0
0
General Counsel
Common Stock
15975
D
Common Stock
1400
I
By Spouse
Common Stock
40
I
By Daughter
Common Stock
20
I
By Son
Option (Right to buy)
18.73
2025-11-07
Common Stock
24300
D
Includes 12,150 shares of restricted stock granted to the reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date on November 7, 2018.
The option vests in 5 equal annual installments beginning on November 7, 2016.
/s/ Walter Robert Bashaw II
2015-11-13
EX-24
2
ex24.txt
POA
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that I, Walter Robert Bashaw II, do
hereby make, constitute, designate and appoint Mary Jane Raymond,
Michelle R. Repp, Michelle L. Freehling and Heidi Zbel, and each of
them severally (each, the "Attorney") as the undersigned's special
attorney and authorize the said Attorney to appear in the Company's
place and stead to do all or any of the following acts, deeds or things,
that is to say:
1. To execute and file any and all documents required to be filed
by the undersigned with the Securities and Exchange Commission
(the "SEC"), including Forms ID, 3, 4, 5 and 144 and all amendments
thereto;
2. To do and perform any and all acts which may be necessary or
desirable to prepare, complete and execute such Forms ID, 3, 4, 5
and 144, complete and execute any amendment or amendments thereto,
and timely deliver and file such forms, schedules or amendments with
the SEC and any stock exchange or similar authority; and
3. To take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of the Attorney, may be
of benefit to, in the best interest of, or legally required by,
the undersigned, it being understood that the documents executed
by such Attorney on behalf of the undersigned pursuant to this
Power of Attorney shall be in such form and shall contain such
terms and conditions as such Attorney may approve in such Attorney's
discretion.
The undersigned hereby grants to such Attorney full power and
authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any
of the rights and powers herein granted, as fully to all intents
and purposes as the undersigned might or could do, with full power
of substitution or revocation, hereby ratifying and confirming all
that such Attorney, or such Attorney's substitute or substitutes,
shall lawfully do or cause to be done by virtue of this Power of
Attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing Attorney, in
serving in such capacity at the request of the undersigned, is
not assuming nor relieving any of the responsibilities of the
undersigned to comply with Section 16 of the Securities Exchange
Act of 1934, as amended (Exchange Act).
The undersigned also acknowledges that the foregoing Attorney does
not assume (i) any liability for the responsibility of the
undersigned to comply with the requirements of the Exchange Act,
(ii) any liability for the failure by the undersigned to comply
with such requirements, or (iii) any of the obligations or
liabilities of the undersigned for profit disgorgement under
Section 16(b) of the Exchange Act.
This Power of Attorney shall be effective immediately upon
execution and shall be revoked by the undersigned giving to
such Attorney acting hereunder written notification of the
revocation, which notice shall not be considered binding unless
actually received. Absent such revocation, this Power of
Attorney shall remain in effect for so long as the undersigned
is subject to the reporting requirements imposed by Section 16
of the Exchange Act.
The undersigned hereby declares that this Power of Attorney
shall not be affected by our disability or incapacity and that
as against us and all persons claiming under us, everything
which our Attorney shall do or cause to be done shall be valid
and effectual in favor of any person claiming a benefit
thereunder, who, before the doing thereof, shall not have had
notice of revocation of this instrument.
This Power of Attorney shall be governed by the laws of the
Commonwealth of Pennsylvania.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed this 13th day of November, 2015.
WITNESS: GRANTOR:
/s/ Janice Dunn /s/ Walter Robert Bashaw II
Walter Robert Bashaw II