0000820318-14-000049.txt : 20140819 0000820318-14-000049.hdr.sgml : 20140819 20140819173358 ACCESSION NUMBER: 0000820318-14-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140816 FILED AS OF DATE: 20140819 DATE AS OF CHANGE: 20140819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Xia Howard H. CENTRAL INDEX KEY: 0001517296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 141053193 MAIL ADDRESS: STREET 1: BEIJING RIVIERA 384B, NO. 1 STREET 2: XIANG JIANG NORTH RD., CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100103 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-08-16 0 0000820318 II-VI INC IIVI 0001517296 Xia Howard H. BEIJING RIVIERA 384B, NO. 1 XIANG JIANG NORTH RD., CHAOYANG DISTRICT BEIJING F4 100103 CHINA 1 0 0 0 Common Stock 2014-08-16 4 A 0 5720 0 A 22815 D Common Stock 4000 I Xia Family Trust Option (Right to buy) 13.99 2014-08-16 4 A 0 11440 0 A 2024-08-16 Common Stock 11440 11440 D Restricted stock award granted to reporting person under the Issuer's 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 16, 2017. The reporting person disclaims beneficial ownership of shares held by the Xia Family Trust except to the extent of his pecuniary interest therein. The option vests in 5 equal annual installments beginning on August 16, 2015. /s/ Michelle L. Freehling, Attorney-in-Fact 2014-08-19