0000820318-14-000043.txt : 20140819
0000820318-14-000043.hdr.sgml : 20140819
20140819162208
ACCESSION NUMBER: 0000820318-14-000043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140816
FILED AS OF DATE: 20140819
DATE AS OF CHANGE: 20140819
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: II-VI INC
CENTRAL INDEX KEY: 0000820318
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 251214948
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
BUSINESS PHONE: 724-352-4455
MAIL ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON CARL J
CENTRAL INDEX KEY: 0000945117
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16195
FILM NUMBER: 141052314
MAIL ADDRESS:
STREET 1: C/O II-VI INCORPORATED
STREET 2: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-08-16
0
0000820318
II-VI INC
IIVI
0000945117
JOHNSON CARL J
18 WINDSOR DRIVE
FRISCO
TX
75034
1
0
0
0
Common Stock
2014-08-16
4
A
0
5720
0
A
374253
D
Common Stock
2014-08-18
4
S
0
7000
14.103
D
2428145
I
By LP
Common Stock
1454128
I
By Spouse
Option (Right to buy)
13.99
2014-08-16
4
A
0
11440
0
A
2024-08-16
Common Stock
11440
11440
D
Restricted stock award granted to reporting person under the Issuer's 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant dae on August 16, 2017.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by CJ&M Holdings, L.P. (the "L.P.") on February 11, 2014, a family limited partnership of which the reporting person maintains control through his role as majority general partner.
Represents the weighted average of multiple sales transactions ranging in price from $13.99 to $14.21. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
The reporting person disclaims beneficial ownership of shares owned by the L.P., except to the extent of his pecuniary interest therein.
The reporting person disclaims beneficial ownership of shares owned by his spouse.
The option vests in 5 equal annual installments beginning on August 16, 2015.
/s/ Michelle L. Freehling, Attorney-in-Fact
2014-08-19