0000820318-14-000018.txt : 20140506 0000820318-14-000018.hdr.sgml : 20140506 20140506163408 ACCESSION NUMBER: 0000820318-14-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140505 FILED AS OF DATE: 20140506 DATE AS OF CHANGE: 20140506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CARL J CENTRAL INDEX KEY: 0000945117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 14817549 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-05-05 0 0000820318 II-VI INC IIVI 0000945117 JOHNSON CARL J 18 WINDSOR RIDGE FRISCO TX 75034 1 0 0 0 Common Stock 2014-05-05 4 S 0 5000 14.4126 D 398533 D Common Stock 2512845 I By LP Common Stock 1454128 I By Spouse The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on May 16, 2013. Represents the weighted average of multiple sales transactions ranging in price from $14.35 to $14.52. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of shares owned by CJ&M Holdings, L.P., a family limited partnership of which the reporting person maintains control through his position as the sole limited partner (95%) and majority general partner (3.9%), except to the extent of his pecuniary interest therein. The reporting person disclaims beneficial ownership of shares owned by his spouse. /s/ Michelle L. Freehling, Attorney-in-Fact 2014-05-06