0000820318-12-000013.txt : 20120601 0000820318-12-000013.hdr.sgml : 20120601 20120601162032 ACCESSION NUMBER: 0000820318-12-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120601 FILED AS OF DATE: 20120601 DATE AS OF CHANGE: 20120601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CARL J CENTRAL INDEX KEY: 0000945117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 12883643 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-06-01 0 0000820318 II-VI INC IIVI 0000945117 JOHNSON CARL J 18 WINDSOR RIDGE FRISCO TX 75034 1 0 1 0 Common Stock 2012-06-01 4 M 0 40000 3.225 A 3888662 D Common Stock 1454128 I By Spouse Option (right to buy) 3.225 2012-06-01 4 M 0 40000 0 D 2012-08-09 Common Stock 40000 0 D The reporting person disclaims beneficial ownership of shares owned by his spouse. The option vested in five equal annual installments beginning on August 9, 2003. /s/ Michelle L. Freehling, Attorney-in-Fact 2012-06-01