0000820318-11-000023.txt : 20110824 0000820318-11-000023.hdr.sgml : 20110824 20110824093056 ACCESSION NUMBER: 0000820318-11-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110819 FILED AS OF DATE: 20110824 DATE AS OF CHANGE: 20110824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Xia Howard H. CENTRAL INDEX KEY: 0001517296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 111052547 MAIL ADDRESS: STREET 1: BEIJING RIVIERA 384B, NO. 1 STREET 2: XIANG JIANG NORTH RD., CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-19 0 0000820318 II-VI INC IIVI 0001517296 Xia Howard H. BEIJING RIVIERA 384B, NO. 1 XIANG JIANG NORTH RD., CHAOYANG DISTRICT BEIJING F4 100103 CHINA 1 0 0 0 Common Stock 2011-08-19 4 P 0 4000 17.52 A 4000 I Xia Family Trust Common Stock 2011-08-20 4 A 0 4650 0 A 8650 D Option (Right to buy) 17.53 2011-08-20 4 A 0 9300 0 A 2021-08-20 Common Stock 9300 9300 D The reporting person disclaims beneficial ownership of shares held by the Xia Family Trust except to the extent of his pecuniary interest therein. Restricted stock award granted to reporting person under the Issuer's 2009 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 20, 2014. The option vests in 5 equal annual installments beginning on August 20, 2012. /s/ Michelle L. Freehling, Attorney-in-Fact 2011-08-24