-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VEyVKxHyD99umF1FDmsnDd0ak0dr5RdR+InwWeatEr2Z7NTwnQ8k9F2wwNx5rM3W jAXp7ysIkfdHxaXF+Sd4FA== 0000820318-10-000022.txt : 20100824 0000820318-10-000022.hdr.sgml : 20100824 20100824162626 ACCESSION NUMBER: 0000820318-10-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100821 FILED AS OF DATE: 20100824 DATE AS OF CHANGE: 20100824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER FRANCIS J CENTRAL INDEX KEY: 0001191458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 101035438 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-08-21 0 0000820318 II-VI INC IIVI 0001191458 KRAMER FRANCIS J 10491 ALLANTE COURT GIBSONIA PA 15044 1 1 0 0 President & CEO Common Stock 2010-08-21 4 A 0 11510 0 A 216661 D Common Stock 2010-08-21 4 A 0 5819 0 A 222480 D Common Stock 80000 I By Spouse Option (Right to buy) 33.71 2010-08-21 4 A 0 30690 0 A 2010-08-21 2020-08-21 Common Stock 30690 30690 D Restricted stock award granted to reporting person under the Issuer's 2009 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 21, 2013. Represents shares issued upon payout of the Performance Share Awards granted on August 16, 2008 under the 2005 Omnibus Incentive Plan, the payout of which was contingent on the achievement of certain consolidated revenue and consolidated net cash provided by operating activities performance criteria. Pursuant to the awards, actual payouts were at 36.8% of the revenue target and 100.1% of the cash provided by operating activities target. The reporting person disclaims beneficial ownership of shares owned by his spouse. /s/ Michelle L. Freehling, Attorney-in-Fact 2010-08-24 -----END PRIVACY-ENHANCED MESSAGE-----