-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LnGuHweSq+xk7bnUk7VTz+vwN45J3tBIbdc0VOdbJmh+v8Fdx/OqwbcjQ//7nuCa 1UgwCLglRNAhSQ0B0HVnZw== 0000820318-09-000044.txt : 20091228 0000820318-09-000044.hdr.sgml : 20091225 20091228160742 ACCESSION NUMBER: 0000820318-09-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091228 FILED AS OF DATE: 20091228 DATE AS OF CHANGE: 20091228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CARL J CENTRAL INDEX KEY: 0000945117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 091261966 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-12-28 0 0000820318 II-VI INC IIVI 0000945117 JOHNSON CARL J 503 APPLEHILL COURT GIBSONIA PA 15044 1 1 1 0 Chairman Common Stock 2009-12-06 4 G 0 6836 0 D 2545708 D Common Stock 2009-12-28 4 S 0 1562 32.6284 D 2544146 D Common Stock 727064 I By Spouse The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person February 1, 2009. Represents the weighted average of multiple sales transactions ranging in price from $32.29 to $32.8280. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Commission staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of shares owned by his spouse. /s/ Michelle L. Freehling, Attorney-in-Fact 2009-12-28 -----END PRIVACY-ENHANCED MESSAGE-----