-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VbcQo+cBDn2z+iw10Z5cZzjvyr91trSERMQJ+PGC6trN7v/CWoSdyZ+lYqnjCtdb dkoTuCmhQ641Xvbog96rIQ== 0000820318-09-000041.txt : 20090929 0000820318-09-000041.hdr.sgml : 20090929 20090929103840 ACCESSION NUMBER: 0000820318-09-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090925 FILED AS OF DATE: 20090929 DATE AS OF CHANGE: 20090929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CARL J CENTRAL INDEX KEY: 0000945117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 091091649 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-09-25 0 0000820318 II-VI INC IIVI 0000945117 JOHNSON CARL J 503 APPLEHILL COURT GIBSONIA PA 15044 1 1 1 0 Chairman Common Stock 2009-08-24 4 G 0 12405 0 D 2529230 D Common Stock 2009-09-01 4 G 0 28000 0 A 2557230 D Common Stock 2009-09-25 4 S 0 1562 25.4082 D 2555668 D Common Stock 2009-09-01 4 G 0 28000 0 D 727064 I By Spouse The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on February 1, 2009. Represents the weighted average of multiple sales transactions ranging in price from $25.38 to $25.42. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of shares owned by his spouse. /s/ Michelle L. Freehling, Attorney-in-Fact 2009-09-29 -----END PRIVACY-ENHANCED MESSAGE-----