-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V1jx9WvIHWiDvKjbnpHI1NrGcs4+H31+HItNOCQYjHZBVk7YGQTFXggJ8P4ZVAMj uBi8Dlh8CC9NUF5E0itEEw== 0000820318-06-000024.txt : 20060905 0000820318-06-000024.hdr.sgml : 20060904 20060905153935 ACCESSION NUMBER: 0000820318-06-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060831 FILED AS OF DATE: 20060905 DATE AS OF CHANGE: 20060905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER FRANCIS J CENTRAL INDEX KEY: 0001191458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 061073977 BUSINESS ADDRESS: BUSINESS PHONE: 412-352-4455 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-08-31 0 0000820318 II-VI INC IIVI 0001191458 KRAMER FRANCIS J 10491 ALLANTE COURT GIBSONIA PA 15044 1 1 0 0 President & COO Common Stock 2006-08-31 4 M 0 9332 A 243304 D Performance Shares 2006-08-31 4 M 0 3500 0 D Common Stock 4175 0 D Performance Shares 2006-08-31 4 M 0 3500 0 D Common Stock 5157 0 D Options (Right to buy) 21.07 2006-08-31 4 A 0 4150 0 A 2016-08-31 Common Stock 4150 4150 D Represents shares issued upon payout of Performance Share Awards granted on 2/14/2006 under the 2005 Omnibus Incentive Plan, the payout of which was contingent on the achievement of certain consolidated revenue and consolidated net cash provided by operating activities performance criteria. Pursuant to the awards, actual payouts were at 119.3% of the revenue target and 147.3% of the cash provided by operating activities target. Represents Performance Share Awards granted under the 2005 Omnibus Incentive Plan on 2/14/2006. Each performance share represented a contingent right to receive a target of one share (subject to adjustment based on actual performance) of II-VI Incorporated common stock upon achieving certain consolidated revenue performance criteria for the six-month period ended 6/30/2006. Represents Performance Share Awards granted under the 2005 Omnibus Incentive Plan on 2/14/2006. Each performance share represented a contingent right to receive a target of one share (subject to adjustment based on actual performance) of II-VI Incorporated common stock upon achieving certain consolidated net cash provided by operating activities performance criteria for the six-month period ended 6/30/2006. Options were granted on August 31, 2006 and vest in five equal annual installments beginning on August 31, 2007. /s/ Michelle L. Freehling, Attorney-in-Fact 2006-09-05 -----END PRIVACY-ENHANCED MESSAGE-----