0001560208-24-000020.txt : 20240226
0001560208-24-000020.hdr.sgml : 20240226
20240226184517
ACCESSION NUMBER: 0001560208-24-000020
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240226
DATE AS OF CHANGE: 20240226
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 24681112
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smyth Gerard P.
CENTRAL INDEX KEY: 0001823254
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
144
1
primary_doc.xml
144
0001823254
XXXXXXXX
LIVE
0000820027
AMERIPRISE FINANCIAL INC
001-32525
901 THIRD AVENUE SOUTH
MINNEAPOLIS
MN
55402
612-671-3000
Smyth Gerard P.
Officer
Common Stock
American Enterprise Investment Services, Inc.
1350 Ameriprise Financial Center
Minneapolis
MN
55474
4440
1811169.48
100290614
02/26/2024
NYSE
Common Stock
02/26/2023
Vesting of Compensatory Equity Awards - See Remarks
Ameriprise Financial, Inc.
N
2179
02/26/2023
Compensatory Equity Awards
Common Stock
02/26/2024
Employee Stock Options
Ameriprise Financial, Inc.
N
2261
02/26/2024
Non-Qualified Stock Options Net Exercise
Y
The shares were acquired through various compensatory awards more than a year ago.
02/26/2024
Wendy B. Mahling, as Attorney-in-Fact for Gerard Smyth