0001560208-24-000007.txt : 20240212 0001560208-24-000007.hdr.sgml : 20240212 20240212191149 ACCESSION NUMBER: 0001560208-24-000007 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 24622023 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Sweeney Joseph Edward CENTRAL INDEX KEY: 0001335749 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: AMERIPRISE FINANCIAL, INC. STREET 2: 707 SECOND AVENUE SOUTH CITY: MINNEAPOLIS STATE: MN ZIP: 55474 144 1 primary_doc.xml 144 0001335749 XXXXXXXX LIVE 0000820027 AMERIPRISE FINANCIAL INC 001-32525 901 THIRD AVENUE SOUTH MINNEAPOLIS MN 55402 612-671-3000 Sweeney Joseph Edward Officer Common Stock American Enterprise Investment Services, Inc.
1350 Ameriprise Financial Center Minneapolis MN 55474
7200 2893091.48 101196192 02/12/2024 NYSE
Common Stock 02/12/2023 Vesting of Compensatory Equity Awards - See Remarks Ameriprise Financial, Inc. N 7200 02/12/2024 Compensatory Equity Awards N Joseph E. Sweeney
70100 Ameriprise Financial Center Minneapolis MN 55474
Common Stock 12/14/2023 3000 1134691.60
Joseph E. Sweeney
70100 Ameriprise Financial Center Minneapolis MN 55474
Common Stock 01/29/2024 5146 2004191.33
The shares were acquired through various compensatory awards more than a year ago. 02/12/2024 Wendy B. Mahling, as Attorney-in-Fact for Joseph E. Sweeney