0001560208-23-000017.txt : 20231213 0001560208-23-000017.hdr.sgml : 20231213 20231213170754 ACCESSION NUMBER: 0001560208-23-000017 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231213 DATE AS OF CHANGE: 20231213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 231484841 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Berman Walter Stanley CENTRAL INDEX KEY: 0001335761 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: AMERIPRISE FINANCIAL, INC. STREET 2: 707 SECOND AVENUE SOUTH CITY: MINNEAPOLIS STATE: MN ZIP: 55474 144 1 primary_doc.xml 144 0001335761 XXXXXXXX LIVE 0000820027 AMERIPRISE FINANCIAL INC 001-32525 1099 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 612-671-8001 Berman Walter Stanley Officer Common Stock American Enterprise Investment Services, Inc.

1350 Ameriprise Financial Center Minneapolis MN 55474

6409 2376552.07 101196192 12/13/2023 NYSE Common Stock 12/13/2023 Employee Stock Options Ameriprise Financial, Inc. N 6409 12/13/2023 Non-Qualified Stock Options Net Exercise Y 12/13/2023 /s/ Wendy B. Mahling, as Attorney-in-Fact for Walter S. Berman