0001415889-24-005738.txt : 20240228
0001415889-24-005738.hdr.sgml : 20240228
20240228163829
ACCESSION NUMBER: 0001415889-24-005738
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240226
FILED AS OF DATE: 20240228
DATE AS OF CHANGE: 20240228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smyth Gerard P.
CENTRAL INDEX KEY: 0001823254
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 24696173
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
form4-02282024_090208.xml
X0508
4
2024-02-26
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001823254
Smyth Gerard P.
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
false
true
false
false
EVP TECHNOLOGY AND CIO
0
Common Stock
2024-02-26
4
M
0
3199
179.84
A
9165
D
Common Stock
2024-02-26
4
M
0
3433
126.89
A
12598
D
Common Stock
2024-02-26
4
F
0
4371
408.71
D
8227
D
Common Stock
2024-02-26
4
S
0
2261
407.1601
D
5966
D
Common Stock
2024-02-26
4
S
0
2179
408.7106
D
3787
D
Employee Stock Option (right to buy)
179.84
2024-02-26
4
M
0
3199
0
D
2028-01-26
Common Stock
3199
0
D
Employee Stock Option (right to buy)
126.89
2024-02-26
4
M
0
3433
0
D
2029-02-01
Common Stock
3433
0
D
Reflects the weighted average price of 2,261 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $407.158 to $407.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 2,179 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $408.70 to $408.835 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Fully vested.
/s/ Wendy B. Mahling for Gerard P. Smyth
2024-02-28