0001415889-23-011877.txt : 20230804
0001415889-23-011877.hdr.sgml : 20230804
20230804173212
ACCESSION NUMBER: 0001415889-23-011877
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20230804
DATE AS OF CHANGE: 20230804
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 231145088
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Berman Walter Stanley
CENTRAL INDEX KEY: 0001335761
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: AMERIPRISE FINANCIAL, INC.
STREET 2: 707 SECOND AVENUE SOUTH
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
144
1
primary_doc.xml
144
0001335761
XXXXXXXX
LIVE
0000820027
AMERIPRISE FINANCIAL INC.
001-32525
General Counsel's Office
1098 Ameriprise Financial Center
Minneapolis
MN
55474
612-671-3000
Walter Stanley Berman
Officer
Common Stock
American Enterprise Investment Services, Inc.
1350 Ameriprise Financial Center
Minneapolis
MN
55474
13042
4584919.01
104178786
08/04/2023
NYSE
Common Stock
08/04/2023
Employee Stock Options
Ameriprise Financial, Inc.
N
6730
08/04/2023
Non-Qualified Stock Options Net Exercise
Common Stock
08/04/2022
Vesting of Compensatory Equity Awards - See Remarks
Ameriprise Financial, Inc.
N
6312
08/04/2022
Compensatory Equity Awards
Y
The shares were acquired through various compensatory awards more than a year ago.
08/04/2023
/s/ Wendy B. Mahling, as Attorney-in-Fact for Walter S. Berman