0001415889-23-011680.txt : 20230801 0001415889-23-011680.hdr.sgml : 20230801 20230801180628 ACCESSION NUMBER: 0001415889-23-011680 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 231133103 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Smyth Gerard P. CENTRAL INDEX KEY: 0001823254 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CITY: MINNEAPOLIS STATE: MN ZIP: 55474 144 1 primary_doc.xml 144 0001823254 XXXXXXXX LIVE 0000820027 AMERIPRISE FINANCIAL INC 001-32525 1098 Ameriprise Financial Center Minneapolis MN 55474 800-555-9820 Gerard P. Smyth Officer Common Stock American Enterprise Investment Services, Inc.

1350 Ameriprise Financial Center Minneapolis MN 55474

2418 843259.68 104178786 08/01/2023 NYSE Common Stock 08/01/2022 Vesting of Compensatory Equity Awards (See Remarks) Ameriprise Financial, Inc. N 2418 08/01/2023 Compensatory Equity Awards Y The shares were acquired through various compensatory awards more than a year ago. 08/01/2023 /s/ Wendy B. Mahling, as Attorney-in-Fact for Gerard P. Smyth