0001415889-23-011190.txt : 20230717
0001415889-23-011190.hdr.sgml : 20230717
20230717181141
ACCESSION NUMBER: 0001415889-23-011190
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230713
FILED AS OF DATE: 20230717
DATE AS OF CHANGE: 20230717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smyth Gerard P.
CENTRAL INDEX KEY: 0001823254
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 231092568
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
form4-07172023_100737.xml
X0508
4
2023-07-13
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001823254
Smyth Gerard P.
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
false
true
false
false
EVP TECHNOLOGY AND CIO
0
Common Stock
2023-07-13
4
M
0
129.0351
A
6184.0351
D
Common Stock
2023-07-13
4
F
0
56.0351
341.90
D
6128
D
Phantom Stock
2023-07-13
4
M
0
129.0351
D
Common Stock
129.0351
863.3673
D
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
/s/ Wendy B. Mahling for Joseph Edward Sweeney
2023-07-17