0001415889-23-001689.txt : 20230131 0001415889-23-001689.hdr.sgml : 20230131 20230131195418 ACCESSION NUMBER: 0001415889-23-001689 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230127 FILED AS OF DATE: 20230131 DATE AS OF CHANGE: 20230131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MELLOH HEATHER J. CENTRAL INDEX KEY: 0001935239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 23574337 MAIL ADDRESS: STREET 1: GENERAL COUNSEL'S OFFICE STREET 2: 1098 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER NAME: FORMER CONFORMED NAME: Mellow Heather J. DATE OF NAME CHANGE: 20220624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 form4-02012023_120209.xml X0306 4 2023-01-27 0000820027 AMERIPRISE FINANCIAL INC AMP 0001935239 MELLOH HEATHER J. GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 false true false false EVP AND GENERAL COUNSEL Common Stock 2023-01-27 4 A 0 352 0 A 3540 D Common Stock 2023-01-28 4 F 0 32 344.45 D 3508 D Common Stock 2023-01-29 4 F 0 43 344.45 D 3465 D Employee Stock Option (right to buy) 344.45 2023-01-27 4 A 0 1036 0 A 2033-01-28 Common Stock 1036 1036 D One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023. /s/ Wendy B. Mahling for Heather J. Melloh 2023-01-31