0001415889-22-009184.txt : 20220830
0001415889-22-009184.hdr.sgml : 20220830
20220830182249
ACCESSION NUMBER: 0001415889-22-009184
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220826
FILED AS OF DATE: 20220830
DATE AS OF CHANGE: 20220830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sharpe Robert Francis JR
CENTRAL INDEX KEY: 0001340573
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 221215741
MAIL ADDRESS:
STREET 1: AMERIPRISE FINANCIAL, INC.
STREET 2: 50591 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
form4-08302022_030837.xml
X0306
4
2022-08-26
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001340573
Sharpe Robert Francis JR
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
true
false
false
false
Common Stock
2022-08-26
4
S
0
1000
277.0072
D
16500
I
By Trust for Family Member
Common Stock
4000
D
Common Stock
1650
I
By Irrev Trust for Family Member
Common Stock
1180
I
By Reporting Person's Rev Trust
Reflects shares indirectly held in trust that were inadvertently omitted from certain prior Form 4s and the transfer of shares from the Robert F. Sharpe, Sr. Revocable Trust.
Reflects shares indirectly held in trust that were inadvertently omitted from certain prior Form 4s and transferred from the reporting person's direct holdings.
/s/ Wendy B. Mahling for Robert F. Sharpe Jr.
2022-08-30