0001415889-22-009184.txt : 20220830 0001415889-22-009184.hdr.sgml : 20220830 20220830182249 ACCESSION NUMBER: 0001415889-22-009184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220826 FILED AS OF DATE: 20220830 DATE AS OF CHANGE: 20220830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sharpe Robert Francis JR CENTRAL INDEX KEY: 0001340573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 221215741 MAIL ADDRESS: STREET 1: AMERIPRISE FINANCIAL, INC. STREET 2: 50591 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 form4-08302022_030837.xml X0306 4 2022-08-26 0000820027 AMERIPRISE FINANCIAL INC AMP 0001340573 Sharpe Robert Francis JR GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 true false false false Common Stock 2022-08-26 4 S 0 1000 277.0072 D 16500 I By Trust for Family Member Common Stock 4000 D Common Stock 1650 I By Irrev Trust for Family Member Common Stock 1180 I By Reporting Person's Rev Trust Reflects shares indirectly held in trust that were inadvertently omitted from certain prior Form 4s and the transfer of shares from the Robert F. Sharpe, Sr. Revocable Trust. Reflects shares indirectly held in trust that were inadvertently omitted from certain prior Form 4s and transferred from the reporting person's direct holdings. /s/ Wendy B. Mahling for Robert F. Sharpe Jr. 2022-08-30