0001415889-22-003426.txt : 20220329
0001415889-22-003426.hdr.sgml : 20220329
20220329161934
ACCESSION NUMBER: 0001415889-22-003426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220325
FILED AS OF DATE: 20220329
DATE AS OF CHANGE: 20220329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alvero Gumer
CENTRAL INDEX KEY: 0001915877
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 22781087
MAIL ADDRESS:
STREET 1: GENERAL COUNSEL'S OFFICE
STREET 2: 1098 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
form4-03292022_010318.xml
X0306
4
2022-03-25
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001915877
Alvero Gumer
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
false
true
false
false
PRESIDENT-INSURANCE&ANNUITIES
Common Stock
2022-03-25
4
M
0
5061
87.79
A
12778
D
Common Stock
2022-03-25
4
F
0
3017
314.37
D
9761
D
Common Stock
2022-03-25
4
S
0
2044
314.2979
D
7717
D
Common Stock
1015.424
I
By 401(k) Plan
Employee Stock Option (right to buy)
87.79
2022-03-25
4
M
0
5061
0
D
2026-02-01
Common Stock
5061
0
D
Reflects the weighted average price of 2,044 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 25, 2022 with sale prices ranging from $314.29 to $314.347 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of March 25, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Fully vested.
/s/ Wendy B. Mahling for Gumer Alvero
2022-03-29