<SEC-DOCUMENT>0001308179-20-000059-index.html : 20200320 <SEC-HEADER>0001308179-20-000059.hdr.sgml : 20200320 <ACCEPTANCE-DATETIME>20200320160756 ACCESSION NUMBER: 0001308179-20-000059 CONFORMED SUBMISSION TYPE: DEF 14A PUBLIC DOCUMENT COUNT: 78 CONFORMED PERIOD OF REPORT: 20200429 FILED AS OF DATE: 20200320 DATE AS OF CHANGE: 20200320 EFFECTIVENESS DATE: 20200320 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEF 14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 20732065 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>DEF 14A <SEQUENCE>1 <FILENAME>lamp2020_def14a.htm <DESCRIPTION>AMERIPRISE FINANCIAL INC - DEF 14A <TEXT> Document 1 - file: lamp2020_def14a.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>check.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: check.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>lampx11x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: lampx11x1.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>lampx12x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: lampx12x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>lampx12x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: lampx12x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>lampx12x3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: lampx12x3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>lampx13x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: lampx13x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>lampx13x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: lampx13x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>lampx27x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 36 - file: lampx27x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>lampx28x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 37 - file: lampx28x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>lampx28x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: lampx28x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>lampx28x3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: lampx28x3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>lampx28x4.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 40 - file: lampx28x4.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>lampx31x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 43 - file: lampx31x2.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>lampx31x4.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 45 - file: lampx31x4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>lampx31x5.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 46 - file: lampx31x5.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>lampx32x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 47 - file: lampx32x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>48 <FILENAME>lampx32x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 48 - file: lampx32x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>49 <FILENAME>lampx32x3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 49 - file: lampx32x3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>50 <FILENAME>lampx32x4.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 50 - file: lampx32x4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>51 <FILENAME>lampx32x5.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 51 - file: lampx32x5.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>52 <FILENAME>lampx33x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 52 - file: lampx33x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>53 <FILENAME>lampx33x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 53 - file: lampx33x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>54 <FILENAME>lampx33x3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 54 - file: lampx33x3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>55 <FILENAME>lampx33x4.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 55 - file: lampx33x4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>56 <FILENAME>lampx34x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 56 - file: lampx34x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>57 <FILENAME>lampx34x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 57 - file: lampx34x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>58 <FILENAME>lampx34x3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 58 - file: lampx34x3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>59 <FILENAME>lampx34x4.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 59 - file: lampx34x4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>60 <FILENAME>lampx34x5.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 60 - file: lampx34x5.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>61 <FILENAME>lampx35x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 61 - file: lampx35x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>62 <FILENAME>lampx35x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 62 - file: lampx35x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>63 <FILENAME>lampx36x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 63 - file: lampx36x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>64 <FILENAME>lampx37x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 64 - file: lampx37x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>65 <FILENAME>lampx37x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 65 - file: lampx37x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>66 <FILENAME>lampx38x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 66 - file: lampx38x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>67 <FILENAME>lampx39x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 67 - file: lampx39x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>68 <FILENAME>lampx43x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 68 - file: lampx43x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>69 <FILENAME>lampx43x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 69 - file: lampx43x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>70 <FILENAME>lampx64x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 70 - file: lampx64x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>71 <FILENAME>lampx64x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 71 - file: lampx64x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>72 <FILENAME>lampx64x3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 72 - file: lampx64x3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>73 <FILENAME>lampx64x4.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 73 - file: lampx64x4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>74 <FILENAME>lampx65x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 74 - file: lampx65x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>75 <FILENAME>lampx65x2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 75 - file: lampx65x2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>76 <FILENAME>lampx65x3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 76 - file: lampx65x3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>77 <FILENAME>lampx65x4.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 77 - file: lampx65x4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>78 <FILENAME>uncheck.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 78 - file: uncheck.jpg
</DOCUMENT> </SEC-DOCUMENT>