0001193125-22-040340.txt : 20220214 0001193125-22-040340.hdr.sgml : 20220214 20220214105753 ACCESSION NUMBER: 0001193125-22-040340 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Hamilton Lane INC CENTRAL INDEX KEY: 0001433642 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 262482738 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-89904 FILM NUMBER: 22627081 BUSINESS ADDRESS: STREET 1: 110 WASHINGTON STREET STREET 2: SUITE 1300 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 BUSINESS PHONE: (610) 934-2222 MAIL ADDRESS: STREET 1: 110 WASHINGTON STREET STREET 2: SUITE 1300 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 SC 13G/A 1 d310798dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Amendment #1

Under the Securities and Exchange Act of 1934

 

 

Hamilton Lane, Inc

(Name of Issuer)

Class A Common Stock

(Title of Class of Securities)

407497106

(CUSIP Number)

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

This Schedule is filed pursuant to Rule 13d-1(b)    

The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 

CUSIP NO. 407497106

 

  1)    

  Name of Reporting Person

 

  Ameriprise Financial, Inc.

 

  S.S. or I.R.S. Identification

 

  IRS No. 13-3180631

 

  No. of Above Person

  2)  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☒

 

*   This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)  

  SEC Use Only

 

  4)  

  Citizenship or Place of Organization

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

  Sole Voting Power

 

  0

   6)  

  Shared Voting Power

 

  1,140,873

   7)  

  Sole Dispositive Power

 

  0

   8)  

  Shared Dispositive Power

 

  1,263,586

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,263,586

10)  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)  

  Percent of Class Represented by Amount In Row (9)

 

  3.40%

12)  

  Type of Reporting Person

 

  HC

1(a)    Name of Issuer:                    Hamilton Lane, Inc
1(b)    Address of Issuer’s Principal    One Presidential Blvd.,        4th Floor
   Executive Offices:    Bala Cynwyd, PA 19004
2(a)    Name of Person Filing:    Ameriprise Financial, Inc. (“AFI”)
2(b)    Address of Principal Business Office:    Ameriprise Financial, Inc.
      145 Ameriprise Financial Center
      Minneapolis, MN 55474
2(c)    Citizenship:    Delaware
2(d)    Title of Class of Securities:    Class A Common Stock
2(e)    Cusip Number:    407497106

 

3

Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):

Ameriprise Financial, Inc.

A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)

 

4

Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.

AFI disclaims beneficial ownership of any shares reported on this Schedule.

 

5

Ownership of 5% or Less of a Class:

If this statement is being filed to report the fact as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following (X).

 

6

Ownership of more than 5% on Behalf of Another Person: Not Applicable

 

7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable

 

8

Identification and Classification of Members of the Group:

Not Applicable

9

Notice of Dissolution of Group:

Not Applicable

 

10

Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 14, 2022

 

Ameriprise Financial, Inc.
By:  

/s/ Michael G. Clarke

Name: Michael G. Clarke
Title: Senior Vice President, Head of Global
  Operations
  Contact Information
  Mark D. Braley
  Vice President
  Head of Reporting and Data Management| Global Operations and Investor Services
  Telephone: (617) 747-0663