EX-99.I 2 d301187dex99i.htm EX-99.I EX-99.I

Exhibit I

to

Schedule 13D

Joint Filing Agreement

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13D dated January 21, 2022 in connection with their beneficial ownership of Eiger BioPharmaceuticals, Inc. Each of Columbia Seligman Technology and Information Fund, Seligman Tech Spectrum Offshore Fund, and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13D to which this Exhibit is attached and make any necessary amendments thereto.

 

Ameriprise Financial, Inc.
By:  

/s/ Michael G. Clarke

Name: Michael G. Clarke
Title: Vice President, Co-Head of Global Operations
Columbia Management Investment Advisers, LLC
By:  

/s/ Michael G. Clarke

Name: Michael G. Clarke
Title: Vice President, Co-Head of Global Operations
Seligman Tech Spectrum Offshore Fund
By:  

/s/ David Litton

Name: David Litton
Title: Director
Columbia Seligman Technology and Information Fund
By:  

/s/ Michael G. Clarke

Name: Michael G. Clarke
Title: Chief Financial Officer and Principal Financial Officer


Schedule A

DIRECTORS AND EXECUTIVE OFFICERS OF

SELIGMAN TECH SPECTRUM OFFSHORE FUND

 

NAME AND POSITION

  

PRINCIPAL OCCUPATION

  

CITIZENSHIP

Arthur Condron – Director    Managing Director - Hedge Fund Marketing and Investor Relations    United States
John Banks – Director    Corporate Director    Isle of Man
Grant Jackson – Director    Director – Global Funds Management Ltd.    Cayman Islands
David Litton – Director    Managing Director of Devonshire Corporate Services    Isle of Man

DIRECTORS AND EXECUTIVE OFFICERS OF

COLUMBIA SELIGMAN TECHNOLOGY AND INFORMATION FUND

 

NAME AND POSITION

  

PRINCIPAL OCCUPATION

George S. Batejan - Trustee    Retired
Kathleen Blatz - Trustee    Retired
Pamela G. Carlton - Trustee    President of Springboard - Partners in Cross Cultural Leadership
Janet Langford Carrig - Trustee    Retired
J. Kevin Connaughton - Trustee    Member of FINRA National Adjudicatory Council
Olive M. Darragh - Trustee    Managing Director of Darragh Inc.
Patricia M. Flynn - Trustee    Trustee Professor of Economics and Management of Bentley University
Brian J. Gallagher - Trustee    Retired
Douglas A. Hacker - Co-Chair and Trustee    Independent business executive
Nancy T. Lukitsh - Trustee    Retired
David M. Moffett - Trustee    Retired


Page 2

 

Catherine James Paglia - Co-Chair and Trustee    Director of Enterprise Asset Management, Inc
Minor M. Shaw - Trustee    President of Micco LLC
Natalie A. Trunow - Trustee    Chief Executive Officer of Millennial Portfolio Solutions LLC
Sandra Yeager - Trustee    Retired
Daniel J. Beckman – President and Trustee    Vice President – Head of North America Product of Columbia Management Investment Advisers, LLC
Michael G. Clarke - Chief Financial Officer and Principal Financial Officer (Principal Accounting Officer)    Vice President, Head of North American Operations, and Co-Head of Global Operations of Columbia Management Investment Advisers, LLC
Joseph Beranek - Treasurer and Chief Accounting Officer    Vice President – Mutual Fund Accounting and Financial Reporting of Columbia Management Investment Advisers, LLC
Marybeth Pilat - Treasurer and Chief Accounting Officer (Principal Accounting Officer) and Principal Financial Officer    Vice President – Product Pricing and Administration of Columbia Management Investment Advisers, LLC
William F. Truscott—Senior Vice President    Chief Executive Officer, Global Asset Management of Ameriprise Financial, Inc. and Chairman of the Board and President of Columbia Management Investment Advisers, LLC
Christopher O. Petersen - Senior Vice President and Assistant Secretary    Senior Vice President and Assistant General Counsel of Ameriprise Financial, Inc.
Thomas P. McGuire - Senior Vice President and Chief Compliance Officer    Vice President – Asset Management Compliance of Ameriprise Financial, Inc. and Chief Compliance Officer of Columbia Acorn/Wanger Funds
Ryan C. Larrenaga - Senior Vice President, Chief Legal Officer and Secretary    Vice President and Chief Counsel of Ameriprise Financial, Inc., Chief Legal Officer of Columbia Acorn/Wanger Funds and officer of Columbia Funds and affiliated funds


Page 3

 

Michael E. DeFao - Vice President and Assistant Secretary    Vice President and Chief Counsel of Ameriprise Financial, Inc. and Vice President, Chief Legal Officer and Assistant Secretary of Columbia Management Investment Advisers, LLC
Lyn Kephart-Strong - Vice President   

President of Columbia Management Investment Services Corp. and Vice President & Resolution Officer of Ameriprise

Trust Company

DIRECTORS AND EXECUTIVE OFFICERS OF

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

 

NAME AND POSITION

  

PRINCIPAL OCCUPATION

Michael G. Clarke - Vice President, Head of North American Operations and Co-Head of Global Operations    Vice President, Head of North American Operations and Co-Head of Global Operations of Columbia Management Investment Advisers, LLC
Scott E. Couto - Director, Executive Vice President and Head of North America    Director, Executive Vice President and Head of North America of Columbia Management Investment Advisers, LLC
Michael E. DeFao - Vice President, Chief Legal Officer and Assistant Secretary    Head of North American and Asia Pacific Legal and of global institutional asset management and distribution at Columbia Threadneedle Investments
Brian M. Engelking - Director, Vice President and Chief Financial Officer    Global lead financial officer for Columbia Threadneedle Investments at Ameriprise Financial, Inc.
Lee A. Faria - Vice President and Chief Compliance Officer    Vice President and Chief Compliance Officer of Columbia Management Investment Advisers, LLC
Stephen J. Harasimowicz - Senior Vice President and Global Head of Trading    Senior Vice President and Global Head of Trading of Columbia Management Investment Advisers, LLC
William J. Landes, Ph. D. - Head of North America Institutional Sales and Global Head of Investment Solutions    Head of North America Institutional Sales and Global Head of Investment Solutions of Columbia Management Investment Advisers, LLC
Melda Mergen - Managing Director and Global Head of Equities    Managing Director and Global head of equities for Columbia Threadneedle Investments


Page 4

 

Gene R. Tannuzzo - Managing Director and Global Head of Fixed Income    Managing Director and Global Head of Fixed Income of Columbia Management Investment Advisers, LLC
William F. Truscott - President and Chairman of the Board    Chief Executive Officer—Global Asset Management of Ameriprise Financial, Inc. and Chairman of the Board and Chief Executive Officer of Columbia Management Investment Distributors
DIRECTORS AND EXECUTIVE OFFICERS OF AMERIPRISE FINANCIAL, INC.

NAME AND POSITION

  

PRINCIPAL OCCUPATION

James M. Cracchiolo - Chairman and Chief Executive Officer    Chairman and Chief Executive Officer of Ameriprise Financial, Inc.
Dianne Neal Blixt - Director    Former Executive Vice President and Chief Financial Officer of Reynolds American Inc.
Amy DiGeso - Director    Former Executive Vice President, Global Human Resources of The Esteé Lauder Companies Inc.
Lon R. Greenberg - Director    Chairman Emeritus and Former Chairman and Chief Executive Officer of UGI Corporation
Robert F. Sharpe, Jr. - Director    Former President of Commercial Foods and Chief Administrative Officer, ConAgra Foods, Inc.
Brian T. Shea - Director    Former Vice Chairman and Chief Executive Officer of Investment Services, BNY Mellon
W. Edward Walter III - Director    Global Chief Executive Officer and Director of Urban Land Institute
Christopher J. Williams - Director    Chairman of Siebert Williams and Shank & Co., LLC
Walter S. Berman - Executive Vice President and Chief Financial Officer    Executive Vice President and Chief Financial Officer of Ameriprise Financial, Inc.
John R. Hutt - Senior Vice President and Controller    Senior Vice President and Controller of Ameriprise Financial, Inc.


Page 5

 

Colin Moore - Executive Vice President, Global Chief Investment Officer    Executive Vice President, Global Chief Investment Officer of Ameriprise Financial, Inc.
Gerard P. Smyth - Executive Vice President and Chief Information Officer    Executive Vice President and Chief Information Officer of Ameriprise Financial, Inc.
Joseph E. Sweeney - President, Advice & Wealth Management Products and Service Delivery    President, Advice & Wealth Management Products and Service Delivery Ameriprise Financial, Inc.
William F. Truscott - Chief Executive Officer, Global Asset Management    Chief Executive Officer, Global Asset Management of Ameriprise Financial, Inc.
Karen Wilson Thissen - Executive Vice President and General Counsel    Executive Vice President and General Counsel of Ameriprise Financial, Inc.
John R. Woerner - President, Insurance & Annuities and Chief Strategy Officer    President, Insurance & Annuities and Chief Strategy Officer of Ameriprise Financial, Inc.


SCHEDULE B

TRANSACTIONS IN THE SHARES DURING THE PAST 60 DAYS

 

FOR THE

ACCOUNT OF

  

SHARES OF COMMON

PURCHASED/(SOLD)

    

PRICE PER

SHARE (%U.S.)

    

DATE OF

PURCHASE/SALE

 

Client 7

     (1200      6.9586        11/22/2021  

Client 1

     3089        6.1953        12/02/2021  

Offshore Fund

     24906        6.1953        12/02/2021  

Client 1

     3411        6.0532        12/03/2021  

Offshore Fund

     27494        6.0532        12/03/2021  

Client 3

     (2400      5.5441        12/16/2021  

Client 4

     5922        5.4632        12/22/2021  

Client 4

     1437        5.465        12/22/2021  

Client 4

     1741        5.4702        12/22/2021  

Client 5

     26879        5.4632        12/22/2021  

Client 5

     6522        5.465        12/22/2021  

Client 5

     7899        5.4702        12/22/2021  

Client 7

     6964        5.4632        12/22/2021  

Client 7

     1690        5.465        12/22/2021  

Client 7

     2046        5.4702        12/22/2021  

Tech Fund

     142594        5.4632        12/22/2021  

Tech Fund

     34603        5.465        12/22/2021  

Tech Fund

     41903        5.4702        12/22/2021  

Client 6

     2018        5.4632        12/22/2021  

Client 6

     489        5.465        12/22/2021  

Client 6

     593        5.4702        12/22/2021  

Client 1

     1692        5.4632        12/22/2021  

Client 1

     411        5.465        12/22/2021  

Client 1

     497        5.4702        12/22/2021  

Client 8

     480        5.4265        12/22/2021  

Client 2

     5012        5.4632        12/22/2021  

Client 2

     1215        5.465        12/22/2021  

Client 2

     1473        5.4702        12/22/2021  

Offshore Fund

     11064        5.4632        12/22/2021  

Offshore Fund

     2685        5.465        12/22/2021  

Offshore Fund

     3251        5.4702        12/22/2021  

Client 3

     8851        5.4632        12/22/2021  

Client 3

     2148        5.465        12/22/2021  

Client 3

     2601        5.4702        12/22/2021  

Client 4

     783        5.49        12/23/2021  

Client 4

     2920        5.5127        12/23/2021  

Client 4    

     697        5.5146        12/23/2021  


Page 2

 

Client 5

     3594        5.49                       12/23/2021  

Client 5

     13407                          5.5127        12/23/2021  

Client 5

     3199        5.5146        12/23/2021  

Client 7

     925        5.49        12/23/2021  

Client 7

     3451        5.5127        12/23/2021  

Client 7

     824        5.5146        12/23/2021  

Tech Fund

     19020        5.49        12/23/2021  

Tech Fund

     70950        5.5127        12/23/2021  

Tech Fund

     16930        5.5146        12/23/2021  

Client 6

     267        5.49        12/23/2021  

Client 6

     996        5.5127        12/23/2021  

Client 6

     237        5.5146        12/23/2021  

Client 1

     2687        5.49        12/23/2021  

Client 1

     10022        5.5127        12/23/2021  

Client 1

     2391        5.5146        12/23/2021  

Client 2

     6727        5.49        12/23/2021  

Client 2

     25087        5.5127        12/23/2021  

Client 2

     5986        5.5146        12/23/2021  

Offshore Fund

     14822        5.49        12/23/2021  

Offshore Fund

     55287        5.5127        12/23/2021  

Offshore Fund

     13191        5.5146        12/23/2021  

Client 3

     1175        5.49        12/23/2021  

Client 3

     4380        5.5127        12/23/2021  

Client 3

     1045        5.5146        12/23/2021  

Client 4

     4615        5.185        12/27/2021  

Client 4

     2043        5.2072        12/27/2021  

Client 4

     1169        5.2694        12/27/2021  

Client 5

     20884        5.185        12/27/2021  

Client 5

     9245        5.2072        12/27/2021  

Client 5

     5294        5.2694        12/27/2021  

Client 7

     5376        5.185        12/27/2021  

Client 7

     2380        5.2072        12/27/2021  

Client 7

     1362        5.2694        12/27/2021  

Tech Fund

     110656        5.185        12/27/2021  

Tech Fund

     48984        5.2072        12/27/2021  

Tech Fund

     28047        5.2694        12/27/2021  

Client 6

     1618        5.185        12/27/2021  

Client 6

     716        5.2072        12/27/2021  

Client 6

     410        5.2694        12/27/2021  

Client 3

     6851        5.185        12/27/2021  

Client 3

     3032        5.2072        12/27/2021  

Client 3

     1736        5.2694        12/27/2021  

Client 4

     786        5.1901        12/28/2021  

Client 4

     397        5.2167        12/28/2021  

Client 4

     382        5.2928        12/28/2021  


Page 3

 

        

Client 4

     308        5.31                       12/28/2021  

Client 5

     3558                            5.1901        12/28/2021  

Client 5

     1796        5.2167        12/28/2021  

Client 5

     1731        5.2928        12/28/2021  

Client 5

     1392        5.31        12/28/2021  

Client 7

     916        5.1901        12/28/2021  

Client 7

     462        5.2167        12/28/2021  

Client 7

     446        5.2928        12/28/2021  

Client 7

     358        5.31        12/28/2021  

Tech Fund

     18848        5.1901        12/28/2021  

Tech Fund

     9517        5.2167        12/28/2021  

Tech Fund

     9171        5.2928        12/28/2021  

Tech Fund

     7377        5.31        12/28/2021  

Client 6

     275        5.1901        12/28/2021  

Client 6

     139        5.2167        12/28/2021  

Client 6

     134        5.2928        12/28/2021  

Client 6

     108        5.31        12/28/2021  

Client 3

     1167        5.1901        12/28/2021  

Client 3

     589        5.2167        12/28/2021  

Client 3

     568        5.2928        12/28/2021  

Client 3

     457        5.31        12/28/2021  

Client 1

     4805        5.2367        12/31/2021  

Client 1

     3395        5.2401        12/31/2021  

Client 2

     13712        5.2367        12/31/2021  

Client 2

     9688        5.2401        12/31/2021  

Offshore Fund

     14883        5.2367        12/31/2021  

Offshore Fund

     10517        5.2401        12/31/2021  

Client 3

     6200        5.1676        01/05/2022  

Client 7

     (2100      4.3246        01/18/2022