0001193125-13-396547.txt : 20131010 0001193125-13-396547.hdr.sgml : 20131010 20131010153628 ACCESSION NUMBER: 0001193125-13-396547 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20131010 DATE AS OF CHANGE: 20131010 GROUP MEMBERS: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYNAPTICS INC CENTRAL INDEX KEY: 0000817720 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 770118518 STATE OF INCORPORATION: DE FISCAL YEAR END: 0626 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78773 FILM NUMBER: 131145841 BUSINESS ADDRESS: STREET 1: 3120 SCOTT BLVD. CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-454-5100 MAIL ADDRESS: STREET 1: 3120 SCOTT BLVD. CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 SC 13G 1 d611122dsc13g.htm SC 13G SC 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities and Exchange Act of 1934

 

 

Synaptics, Inc.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

87157D109

(CUSIP Number)

September 30, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

This Schedule is filed pursuant to Rule 13d-1(b)

The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 


CUSIP NO. 87157D109

 

1)

   Name of Reporting Person    Ameriprise Financial, Inc.
   S.S. or I.R.S. Identification    IRS No. 13-3180631
    

No. of Above Person

 

    

2)

   Check the Appropriate Box    (a)    
   if a Member of a Group    (b) X*

*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

 

3)

  

SEC Use Only

 

    

4)

   Citizenship or Place of Organization    Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5)

   Sole Voting Power    0

6)

   Shared Voting Power    773,617

7)

   Sole Dispositive Power    0

8)

   Shared Dispositive Power    3,826,600

9)

   Aggregate Amount Beneficially   
    

Owned by Each Reporting Person

 

   3,826,600

10)

   Check if the Aggregate Amount in   
    

Row (9) Excludes Certain Shares

 

   Not Applicable

11)

   Percent of Class Represented by   
    

Amount In Row (9)

 

   11.83%

12)

  

Type of Reporting Person

 

   HC


CUSIP NO. 87157D109

 

1)

   Name of Reporting Person    Columbia Management
      Investment Advisers, LLC
   S.S. or I.R.S. Identification    IRS No. 41-1533211
    

No. of Above Person

 

    

2)

   Check the Appropriate Box    (a)    
   if a Member of a Group    (b) X*

*This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

 

3)

  

SEC Use Only

 

    

4)

   Citizenship or Place of Organization    Minnesota

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5)

   Sole Voting Power    0

6)

   Shared Voting Power    773,617

7)

   Sole Dispositive Power    0

8)

   Shared Dispositive Power    3,826,600

9)

   Aggregate Amount Beneficially   
    

Owned by Each Reporting Person

 

   3,826,600

10)

   Check if the Aggregate Amount in   
    

Row (9) Excludes Certain Shares

 

   Not Applicable

11)

   Percent of Class Represented by   
    

Amount In Row (9)

 

   11.83%

12)

  

Type of Reporting Person

 

   IA


1(a) Name of Issuer:

Synaptics, Inc.

 

1(b) Address of Issuer’s Principal

3120 Scott Blvd.

        Executive Offices:

Santa Clara CA 95054

 

2(a) Name of Person Filing:

(a) Ameriprise Financial, Inc. (“AFI”)

(b) Columbia Management Investment

Advisers, LLC (“CMIA”)

 

2(b) Address of Principal Business Office:

(a) Ameriprise Financial, Inc.

145 Ameriprise Financial Center

Minneapolis, MN 55474

(b) 225 Franklin St.

Boston, MA 02110

 

2(c) Citizenship:

(a) Delaware

(b) Minnesota

 

2(d) Title of Class of Securities:

Common Stock

 

2(e) Cusip Number:

87157D109

 

3 Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):

 

  (a) Ameriprise Financial, Inc.

A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)

 

  (b) Columbia Management Investment Advisers, LLC

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).

 

4 Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.

AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.

Each of AFI and CMIA disclaims beneficial ownership of any shares reported on this Schedule.

 

5 Ownership of 5% or Less of a Class: Not Applicable


6 Ownership of more than 5% on Behalf of Another Person:

Not Applicable

 

7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

AFI: See Exhibit I

 

8 Identification and Classification of Members of the Group:

Not Applicable

 

9 Notice of Dissolution of Group:

Not Applicable

 

10 Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.


Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: October 10, 2013

 

Ameriprise Financial, Inc.
By:   /s/ Martha Skinner
 

Name: Martha Skinner

Title: Director – Fund Administration – Financial Reporting

 

Columbia Management Investment

Advisers, LLC

By:   /s/ Amy Johnson
 

Name: Amy Johnson

Title: Chief Operating Officer

 

 

Contact Information
 

Martha Skinner

Director – Fund Administration – Financial Reporting

Telephone: (612) 671-7086

 


Exhibit Index

 

Exhibit I    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
Exhibit II    Joint Filing Agreement
EX-99.1 2 d611122dex991.htm EX-99.1 EX-99.1

Exhibit I

to

Schedule 13G

Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:

Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

EX-99.2 3 d611122dex992.htm EX-99.2 EX-99.2

Exhibit II

to

Schedule 13G

Joint Filing Agreement

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated October 10, 2013 in connection with their beneficial ownership of Synaptics, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

 

Ameriprise Financial, Inc.
By:   /s/ Martha Skinner
 

Martha Skinner

Director – Fund Administration – Financial Reporting

 

Columbia Management Investment Advisers, LLC
By:   /s/ Amy Johnson
 

Amy Johnson

Chief Operating Officer