0001179110-22-001147.txt : 20220214
0001179110-22-001147.hdr.sgml : 20220214
20220214161408
ACCESSION NUMBER: 0001179110-22-001147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220210
FILED AS OF DATE: 20220214
DATE AS OF CHANGE: 20220214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hutt John R.
CENTRAL INDEX KEY: 0001778665
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 22632051
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
FORM 4 -
X0306
4
2022-02-10
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001778665
Hutt John R.
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
0
1
0
0
Sr Vice Pres and Controller
Common Stock
2022-02-10
4
M
0
2825
87.79
A
5913
D
Common Stock
2022-02-10
4
F
0
1540
322.525
D
4373
D
Common Stock
2022-02-10
4
S
0
1285
323.0206
D
3088
D
Employee Stock Option (right to buy)
87.79
2022-02-10
4
M
0
2825
0
D
2026-02-01
Common Stock
2825
0
D
Reflects the weighted average price of 1,285 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2022 with sale prices ranging from $323.00 to $323.125 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Fully vested.
/s/ Wendy B. Mahling for John R. Hutt
2022-02-14