0001179110-21-001094.txt : 20210202 0001179110-21-001094.hdr.sgml : 20210202 20210202182203 ACCESSION NUMBER: 0001179110-21-001094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE COLIN CENTRAL INDEX KEY: 0001205983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 21583132 MAIL ADDRESS: STREET 1: C/O PUTNAM LLC STREET 2: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2021-01-29 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001205983 MOORE COLIN 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 EVP & Global CIO Common Stock 2021-01-29 4 A 0 4604 0 A 59165 D Common Stock 2021-01-31 4 F 0 404 197.87 D 58761 D Employee Stock Option (right to buy) 197.87 2021-01-29 4 A 0 16110 0 A 2031-01-29 Common Stock 16110 16110 D One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. /s/ Thomas R. Moore for Colin Moore 2021-02-02