0001179110-20-005399.txt : 20200501
0001179110-20-005399.hdr.sgml : 20200501
20200501193430
ACCESSION NUMBER: 0001179110-20-005399
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200429
FILED AS OF DATE: 20200501
DATE AS OF CHANGE: 20200501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEAL BLIXT DIANNE
CENTRAL INDEX KEY: 0001242260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 20842340
MAIL ADDRESS:
STREET 1: 714 GREEN VALLEY ROAD
CITY: GREENSBORO
STATE: NC
ZIP: 27408
FORMER NAME:
FORMER CONFORMED NAME: NEAL DIANNE M
DATE OF NAME CHANGE: 20030616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
FORM 4 -
X0306
4
2020-04-29
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001242260
NEAL BLIXT DIANNE
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
1
0
0
0
Phantom Stock (Annual)
2020-04-29
4
A
0
1270.971
0
A
Common Stock
1270.971
8784.5754
D
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
/s/ Thomas R. Moore for Dianne Neal Blixt
2020-05-01