0001179110-20-001012.txt : 20200204 0001179110-20-001012.hdr.sgml : 20200204 20200204164750 ACCESSION NUMBER: 0001179110-20-001012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE COLIN CENTRAL INDEX KEY: 0001205983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 20574493 MAIL ADDRESS: STREET 1: C/O PUTNAM LLC STREET 2: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2020-01-31 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001205983 MOORE COLIN 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 EVP & Global CIO Common Stock 2020-01-31 4 A 0 5507 0 A 61463 D Common Stock 2020-02-01 4 F 0 790 165.41 D 60673 D Employee Stock Option (right to buy) 165.41 2020-01-31 4 A 0 24772 0 A 2030-01-31 Common Stock 24772 24772 D One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. /s/ Thomas R. Moore for Colin Moore 2020-02-04