0001179110-19-011632.txt : 20191112
0001179110-19-011632.hdr.sgml : 20191112
20191112172939
ACCESSION NUMBER: 0001179110-19-011632
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191108
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THISSEN KAREN WILSON
CENTRAL INDEX KEY: 0001695293
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 191210988
MAIL ADDRESS:
STREET 1: 1098 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
FORM 4 -
X0306
4
2019-11-08
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001695293
THISSEN KAREN WILSON
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
0
1
0
0
Executive VP and GC
Common Stock
2019-11-08
4
M
0
3884
107.61
A
14599
D
Common Stock
2019-11-08
4
M
0
4299
128.76
A
18898
D
Common Stock
2019-11-08
4
F
0
6968
157.74
D
11930
D
Common Stock
2019-11-08
4
S
0
303
158.67
D
11627
D
Common Stock
242.73
I
By 401(k) Plan
Employee Stock Option (right to buy)
107.61
2019-11-08
4
M
0
3884
0
D
2024-02-07
Common Stock
3884
0
D
Employee Stock Option (right to buy)
128.76
2019-11-08
4
M
0
4299
0
D
2025-02-02
Common Stock
4299
0
D
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 8, 2019. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Fully vested.
/s/ Thomas R. Moore for Karen Wilson Thissen
2019-11-12