0001179110-17-010824.txt : 20170731
0001179110-17-010824.hdr.sgml : 20170731
20170731171230
ACCESSION NUMBER: 0001179110-17-010824
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170727
FILED AS OF DATE: 20170731
DATE AS OF CHANGE: 20170731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stewart David Kent
CENTRAL INDEX KEY: 0001335728
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 17993744
MAIL ADDRESS:
STREET 1: AMERIPRISE FINANCIAL, INC.
STREET 2: 707 SECOND AVENUE SOUTH
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
FORM 4 -
X0306
4
2017-07-27
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001335728
Stewart David Kent
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
0
1
0
0
Sr Vice Pres and Controller
Common Stock
2017-07-27
4
M
0
4116
58.70
A
21969
D
Common Stock
2017-07-27
4
M
0
4857
54.33
A
26826
D
Common Stock
2017-07-27
4
M
0
4426
65.31
A
31252
D
Common Stock
2017-07-27
4
M
0
2072
107.61
A
33324
D
Common Stock
2017-07-27
4
F
0
10526
144.65
D
22798
D
Common Stock
2017-07-27
4
S
0
4945
144.211
D
17853
D
Common Stock
255.29
I
By 401(k) Plan
Employee Stock Option (right to buy)
58.70
2017-07-27
4
M
0
4116
0
D
2021-02-08
Common Stock
4116
0
D
Employee Stock Option (right to buy)
54.33
2017-07-27
4
M
0
4857
0
D
2022-02-07
Common Stock
4857
0
D
Employee Stock Option (right to buy)
65.31
2017-07-27
4
M
0
4426
0
D
2023-02-05
Common Stock
4426
0
D
Employee Stock Option (right to buy)
107.61
2017-07-27
4
M
0
2072
0
D
2024-02-07
Common Stock
2072
1035
D
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 27, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Fully vested.
/s/ Thomas R. Moore for David Kent Stewart
2017-07-31