0001179110-17-001901.txt : 20170207
0001179110-17-001901.hdr.sgml : 20170207
20170207170009
ACCESSION NUMBER: 0001179110-17-001901
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170203
FILED AS OF DATE: 20170207
DATE AS OF CHANGE: 20170207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-7449
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUNTER KELLI A
CENTRAL INDEX KEY: 0001184353
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 17579841
4
1
edgar.xml
FORM 4 -
X0306
4
2017-02-03
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001184353
HUNTER KELLI A
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
0
1
0
0
Exec VP of Human Resources
Common Stock
2017-02-03
4
A
0
3137
0
A
32385
D
Common Stock
2017-02-03
4
F
0
1012
121.26
D
31373
D
Common Stock
2017-02-06
4
M
0
13514
58.70
A
44887
D
Common Stock
2017-02-06
4
F
0
9750
121.26
D
35137
D
Common Stock
2017-02-06
4
S
0
3764
123.635
D
31373
D
Common Stock
2017-02-06
4
S
0
2700
121.00
D
28673
D
Common Stock
215.80
I
By 401(k) Plan
Employee Stock Option (right to buy)
58.70
2017-02-06
4
M
0
13514
0
D
2021-02-08
Common Stock
13514
0
D
Phantom Stock
2017-02-03
4
A
0
265.5451
121.26
A
Common Stock
265.5451
2191.8391
D
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 3, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Fully vested.
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
/s/ Thomas R. Moore for Kelli Ann Hunter
2017-02-07