0001179110-15-006338.txt : 20150415
0001179110-15-006338.hdr.sgml : 20150415
20150415181120
ACCESSION NUMBER: 0001179110-15-006338
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150413
FILED AS OF DATE: 20150415
DATE AS OF CHANGE: 20150415
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-3131
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Junek John Carl
CENTRAL INDEX KEY: 0001335388
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 15772826
MAIL ADDRESS:
STREET 1: AMERIPRISE FINANCIAL, INC.
STREET 2: 707 SECOND AVENUE SOUTH
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
4
1
edgar.xml
FORM 4 -
X0306
4
2015-04-13
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001335388
Junek John Carl
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
0
1
0
0
Exec VP and General Counsel
Common Stock
2015-04-13
4
M
0
4782
37.23
A
28515
D
Common Stock
2015-04-13
4
F
0
3043
125.00
D
25472
D
Common Stock
2015-04-13
4
S
0
1739
125.00
D
23733
D
Common Stock
2015-04-13
4
S
0
1340
124.32
D
22393
D
Common Stock
2015-04-14
4
M
0
4782
37.23
A
27175
D
Common Stock
2015-04-14
4
F
0
3015
130.00
D
24160
D
Common Stock
2015-04-14
4
S
0
1767
130.00
D
22393
D
Common Stock
2015-04-14
4
S
0
1340
126.50
D
21053
D
Common Stock
2015-04-15
4
S
0
1341
129.95
D
19712
D
Common Stock
32.2100
I
By 401(k) Plan
Employee Stock Option (right to buy)
37.23
2015-04-13
4
M
0
4782
0.00
D
2020-02-09
Common Stock
4782
19129
D
Employee Stock Option (right to buy)
37.23
2015-04-14
4
M
0
4782
0.00
D
2020-02-09
Common Stock
4782
14347
D
Option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2014.
Fully vested.
/s/ Thomas R. Moore for John Carl Junek
2015-04-15