0001179110-15-005808.txt : 20150402
0001179110-15-005808.hdr.sgml : 20150402
20150402165041
ACCESSION NUMBER: 0001179110-15-005808
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150402
DATE AS OF CHANGE: 20150402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-3131
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sharpe Robert Francis JR
CENTRAL INDEX KEY: 0001340573
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 15748437
MAIL ADDRESS:
STREET 1: AMERIPRISE FINANCIAL, INC.
STREET 2: 50591 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
4
1
edgar.xml
FORM 4 -
X0306
4
2015-03-31
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001340573
Sharpe Robert Francis JR
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
1
0
0
0
Common Stock
2015-03-31
4
A
0
2724
130.84
A
17724
D
Common Stock
19150
I
By the Robert F. Sharpe, Sr. Revocable Trust
Phantom Stock (Retainer Deferral)
2015-03-31
4
M
0
2724.7462
0
D
Common Stock
2724
3746.8643
D
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
Settlement of phantom shares is in an equivalent number of whole shares and cash for each fractional share.
Settlement of Ameriprise Financial, Inc. shares of phantom stock is made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.
Amount shown includes additional shares of phantom stock received as the result of the deemed reinvestment of dividend equivalents.
/s/ Thomas R. Moore for Robert F. Sharpe, Jr.
2015-04-02