0001179110-15-002538.txt : 20150213 0001179110-15-002538.hdr.sgml : 20150213 20150213175142 ACCESSION NUMBER: 0001179110-15-002538 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150212 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGraw Deirdre Davey CENTRAL INDEX KEY: 0001389812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 15616695 MAIL ADDRESS: STREET 1: 1098 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER NAME: FORMER CONFORMED NAME: Davey Deirdre N DATE OF NAME CHANGE: 20070213 4 1 edgar.xml FORM 4 - X0306 4 2015-02-12 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001389812 McGraw Deirdre Davey 1098 AMERIPRISE FINANCIAL CENTER GENERAL COUNSEL'S OFFICE MINNEAPOLIS MN 55474 0 1 0 0 EVP Corp Comm/Cmnity Rltns Common Stock 2015-02-12 4 M 0 2963 54.33 A 19244 D Common Stock 2015-02-12 4 M 0 3097 65.31 A 22341 D Common Stock 2015-02-12 4 F 0 4561 136.24 D 17780 D Common Stock 423.66 I By 401(k) Plan Employee Stock Option (right to buy) 54.33 2015-02-12 4 M 0 2963 0 D 2022-02-07 Common Stock 2963 0 D Employee Stock Option (right to buy) 65.31 2015-02-12 4 M 0 3097 0 D 2023-02-05 Common Stock 3097 3099 D Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 12, 2015. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. Fully vested. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 4, 2013. /s/ Thomas R. Moore for Deirdre Davey McGraw 2015-02-13