0001179110-15-001266.txt : 20150127
0001179110-15-001266.hdr.sgml : 20150127
20150127161713
ACCESSION NUMBER: 0001179110-15-001266
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150123
FILED AS OF DATE: 20150127
DATE AS OF CHANGE: 20150127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-3131
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Junek John Carl
CENTRAL INDEX KEY: 0001335388
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 15551974
MAIL ADDRESS:
STREET 1: AMERIPRISE FINANCIAL, INC.
STREET 2: 707 SECOND AVENUE SOUTH
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
4
1
edgar.xml
FORM 4 -
X0306
4
2015-01-23
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001335388
Junek John Carl
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
0
1
0
0
Exec VP and General Counsel
Common Stock
2015-01-23
4
M
0
5641
52.86
A
27528
D
Common Stock
2015-01-23
4
F
0
3441
130.23
D
24087
D
Common Stock
2015-01-23
4
S
0
2200
130.23
D
21887
D
Common Stock
2015-01-26
4
M
0
5641
52.86
A
27528
D
Common Stock
2015-01-26
4
F
0
3425
129.48
D
24103
D
Common Stock
2015-01-26
4
S
0
2216
129.37
D
21887
D
Common Stock
2015-01-27
4
M
0
5641
52.86
A
27528
D
Common Stock
2015-01-27
4
F
0
3755
130.78
D
23773
D
Common Stock
2015-01-27
4
S
0
1886
128.15
D
21887
D
Common Stock
36.13
I
By 401(k) Plan
Employee Stock Option (right to buy)
52.86
2015-01-23
4
M
0
5641
0
D
2018-01-29
Common Stock
5641
22564
D
Employee Stock Option (right to buy)
52.86
2015-01-26
4
M
0
5641
0
D
2018-01-29
Common Stock
5641
16923
D
Employee Stock Option (right to buy)
52.86
2015-01-27
4
M
0
5641
0
D
2018-01-29
Common Stock
5641
11282
D
Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2014.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2015. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Fully vested.
/s/ Thomas R. Moore for John Carl Junek
2015-01-27