0001179110-14-016240.txt : 20141106
0001179110-14-016240.hdr.sgml : 20141106
20141106164550
ACCESSION NUMBER: 0001179110-14-016240
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141105
FILED AS OF DATE: 20141106
DATE AS OF CHANGE: 20141106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-3131
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McGraw Deirdre Davey
CENTRAL INDEX KEY: 0001389812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 141201415
MAIL ADDRESS:
STREET 1: 1098 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER NAME:
FORMER CONFORMED NAME: Davey Deirdre N
DATE OF NAME CHANGE: 20070213
4
1
edgar.xml
FORM 4 -
X0306
4
2014-11-05
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001389812
McGraw Deirdre Davey
1098 AMERIPRISE FINANCIAL CENTER
GENERAL COUNSEL'S OFFICE
MINNEAPOLIS
MN
55474
0
1
0
0
EVP Corp Comm/Cmnity Rltns
Common Stock
2014-11-05
4
M
0
3097
65.31
A
20649
D
Common Stock
2014-11-05
4
F
0
2363
127.98
D
18286
D
Common Stock
410.830
I
By 401(k) Plan
Employee Stock Option (right to buy)
65.31
2014-11-05
4
M
0
3097
0
D
2023-02-05
Common Stock
3097
6196
D
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 5, 2014. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
One-third of the options vested after one year, one-third of the options vest after two years and the final options vest three years from February 4, 2013.
/s/ Thomas R. Moore for Deirdre Davey McGraw
2014-11-06