0001179110-14-014709.txt : 20141001
0001179110-14-014709.hdr.sgml : 20141001
20141001164410
ACCESSION NUMBER: 0001179110-14-014709
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140929
FILED AS OF DATE: 20141001
DATE AS OF CHANGE: 20141001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-3131
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUNTER KELLI A
CENTRAL INDEX KEY: 0001184353
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 141133636
4
1
edgar.xml
FORM 4 -
X0306
4
2014-09-29
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001184353
HUNTER KELLI A
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
0
1
0
0
Exec VP of Human Resources
Common Stock
2014-09-29
4
M
0
1732
52.86
A
33400
D
Common Stock
2014-09-29
4
F
0
1196
123
D
32204
D
Common Stock
2014-09-29
4
M
0
13852
37.23
A
46056
D
Common Stock
2014-09-29
4
F
0
8606
123
D
37450
D
Common Stock
2014-09-29
4
S
0
5073
123.719
D
32377
D
Common Stock
204.95
I
By 401(k) Plan
Employee Stock Option (right to buy)
52.86
2014-09-29
4
M
0
1732
0
D
2018-01-29
Common Stock
1732
0
D
Employee Stock Option (right to buy)
37.23
2014-09-29
4
M
0
13852
0
D
2020-02-09
Common Stock
13852
0
D
Reflects the weighted average price of 5,073 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on September 29, 2014 with sale prices ranging from $123.658 to $123.800 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of September 29, 2014. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Fully vested.
/s/ Thomas R. Moore for Kelli Ann Hunter
2014-10-01