0001179110-14-012428.txt : 20140805
0001179110-14-012428.hdr.sgml : 20140805
20140805170503
ACCESSION NUMBER: 0001179110-14-012428
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140801
FILED AS OF DATE: 20140805
DATE AS OF CHANGE: 20140805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-3131
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McGraw Deirdre Davey
CENTRAL INDEX KEY: 0001389812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 141016942
MAIL ADDRESS:
STREET 1: 1098 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER NAME:
FORMER CONFORMED NAME: Davey Deirdre N
DATE OF NAME CHANGE: 20070213
4
1
edgar.xml
FORM 4 -
X0306
4
2014-08-01
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001389812
McGraw Deirdre Davey
1098 AMERIPRISE FINANCIAL CENTER
GENERAL COUNSEL'S OFFICE
MINNEAPOLIS
MN
55474
0
1
0
0
EVP Corp Comm/Cmnity Rltns
Common Stock
2014-08-01
4
M
0
8697
58.70
A
22876
D
Common Stock
2014-08-01
4
F
0
6447
119.60
D
16429
D
Common Stock
2014-08-01
4
M
0
5922
54.33
A
22351
D
Common Stock
2014-08-01
4
F
0
4280
119.60
D
18071
D
Common Stock
2014-08-01
4
S
0
519
119.46
D
17552
D
Common Stock
409.44
I
By 401(k) Plan
Employee Stock Option (right to buy)
58.70
2014-08-01
4
M
0
8697
0
D
2021-02-08
Common Stock
8697
0
D
Employee Stock Option (right to buy)
54.33
2014-08-01
4
M
0
5922
0
D
2022-02-07
Common Stock
5922
2963
D
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 1, 2014. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Fully vested.
One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2012.
/s/ Susan M. Beltz for Deirdre Davey McGraw
2014-08-05