0001179110-14-002525.txt : 20140211
0001179110-14-002525.hdr.sgml : 20140211
20140211182119
ACCESSION NUMBER: 0001179110-14-002525
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140207
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-3131
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOORE COLIN
CENTRAL INDEX KEY: 0001205983
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 14595776
MAIL ADDRESS:
STREET 1: C/O PUTNAM LLC
STREET 2: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
edgar.xml
FORM 4 -
X0306
4
2014-02-07
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001205983
MOORE COLIN
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
0
1
0
0
EVP & Global CIO
Common Stock
2014-02-07
4
A
0
6216
0
A
38663
D
Common Stock
2014-02-07
4
F
0
1283
107.61
D
37380
D
Employee Stock Option (right to buy)
107.61
2014-02-07
4
A
0
51958
0
A
2024-02-07
Common Stock
51958
51958
D
Restricted stock unit award grant, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 7, 2015, February 7, 2016 and February 7, 2017.
One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 7, 2014.
/s/ Thomas R. Moore for Colin Moore
2014-02-10