0001179110-13-016191.txt : 20131105
0001179110-13-016191.hdr.sgml : 20131105
20131105170519
ACCESSION NUMBER: 0001179110-13-016191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131101
FILED AS OF DATE: 20131105
DATE AS OF CHANGE: 20131105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-3131
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUNTER KELLI A
CENTRAL INDEX KEY: 0001184353
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 131193459
4
1
edgar.xml
FORM 4 -
X0306
4
2013-11-01
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001184353
HUNTER KELLI A
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
0
1
0
0
Exec VP of Human Resources
Common Stock
2013-11-01
4
M
0
1103
43.655
A
35898
D
Common Stock
2013-11-01
4
M
0
26296
58.73
A
62194
D
Common Stock
2013-11-01
4
F
0
21086
100.54
D
41108
D
Common Stock
2013-11-01
4
S
0
3156
100.67
D
37952
D
Common Stock
2013-11-04
4
S
0
9149
101.328
D
28803
D
Common Stock
201.61
I
By 401(k) Plan
Employee Stock Option
43.655
2013-11-01
4
M
0
1103
0.00
D
2016-01-27
Common Stock
1103
0
D
Employee Stock Option
58.73
2013-11-01
4
M
0
26296
0.00
D
2017-01-30
Common Stock
26296
0
D
Fully vested.
Reflects the weighted average price of 9,149 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 4, 2013 with sale prices ranging from $101.141 to $101.456 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 4, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
/s/ Thomas R. Moore for Kelli Ann Hunter
2013-11-05